Adviser Profile

As of Date 04/06/2026
Registration SEC, Approved, 01/01/1994
ADV Location MONTVALE, NJ, United States
Contact Info 201 xxxxxxx
AUM* 1,015,753,299 18%
of that, discretionary 1,015,753,299 18%
Number of Employees 11 38%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 297,700 8%
% High Net Worth 5.45% 8%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 871M 726M 580M 435M 290M 145M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287291 Stock NameISHARES TR $ Position$91,660,113 % Position11.00% $ Change-7.00% # Change-2.00%
Stck Ticker921910816 Stock NameVANGUARD WORLD FD $ Position$86,530,454 % Position11.00% $ Change-12.00% # Change-2.00%
Stck Ticker464287721 Stock NameISHARES TR $ Position$71,316,209 % Position9.00% $ Change-10.00% # Change-2.00%
Stck Ticker464289438 Stock NameISHARES TR $ Position$61,838,083 % Position8.00% $ Change-12.00% # Change-2.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$62,613,854 % Position8.00% $ Change-16.00% # Change-21.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$53,433,998 % Position7.00% $ Change-7.00% # Change-2.00%
Stck Ticker316092808 Stock NameFIDELITY COVINGTON TRUST $ Position$48,324,876 % Position6.00% $ Change-9.00% # Change-1.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$37,424,972 % Position5.00% $ Change-11.00% # Change-3.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$40,699,291 % Position5.00% $ Change-11.00% # Change-1.00%
Stck Ticker464287549 Stock NameISHARES TR $ Position$40,907,839 % Position5.00% $ Change-10.00% # Change-2.00%

Brochure Summary