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Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 09/21/1994
ADV Location CHARLOTTE, NC, United States
Contact Info 980 xxxxxxx
AUM* 132,629,273,671 -4%
of that, discretionary 131,227,511,543 -4%
Number of Employees 29 -6%
of those in investment advisory functions 10 -9%
Private Fund GAV* 0
Avg Account Size 23,247,901 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

180B 154B 128B 103B 77B 51B 26B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date10/27/2025 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date10/24/2024 Form ADV-E View Report
Accounting Firm Name DELOITTE & TOUCHE LLP Filing Date01/23/2024 Form ADV-E View Report

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Brochure Summary