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Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 03/20/2012
ADV Location LOS GATOS, CA, United States
Contact Info 408 xxxxxxx
AUM* 18,518,437,773 4%
of that, discretionary 18,518,437,773 4%
Number of Employees 38 6%
of those in investment advisory functions 15 7%
Private Fund GAV* 0
Avg Account Size 617,281,259 4%
% High Net Worth 43.33%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

23B 20B 16B 13B 10B 7B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date04/29/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date04/29/2024 Form ADV-E View Report

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Top Holdings

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Stck Ticker78463V107 Stock NameSPDR GOLD TR $ Position$493,770,253 % Position16.00% $ Change9.00% # Change0.00%
Stck Ticker98980L101 Stock NameZOOM COMMUNICATIONS INC $ Position$94,152,366 % Position3.00% $ Change-7.00% # Change0.00%
Stck TickerG6683N103 Stock NameNU HLDGS LTD $ Position$55,391,292 % Position2.00% $ Change-14.00% # Change0.00%
Stck Ticker922908553 Stock NameVANGUARD INDEX FDS $ Position$29,123,581 % Position1.00% $ Change0.00% # Change0.00%
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Stck Ticker464287630 Stock NameISHARES TR $ Position$43,696,893 % Position1.00% $ Change5.00% # Change0.00%

Brochure Summary