Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 02/17/1995
ADV Location SAN RAFAEL, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 941,652,018 13%
of that, discretionary 937,147,990 13%
Number of Employees 7
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 1,208,796 5%
% High Net Worth 52.70% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

937M 803M 669M 536M 402M 268M 134M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PEROTTI AND CARRADE, CPAS Filing Date01/28/2026 Form ADV-E View Report
Accounting Firm Name PERROTTI AND CARRADE Filing Date02/26/2025 Form ADV-E View Report
Accounting Firm Name PERROTTI AND CARRADE Filing Date02/25/2025 Form ADV-E View Report
Accounting Firm Name PEROTTI AND CARRADE Filing Date10/12/2023 Form ADV-E View Report

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Brochure Summary