Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 09/03/2009
ADV Location MINNETONKA, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 673,466,155 22%
of that, discretionary 643,213,185 21%
Number of Employees 12 9%
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 611,686 14%
% High Net Worth 8.08% 37%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

643M 551M 459M 368M 276M 184M 92M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A375 Stock NameSPDR SERIES TRUST $ Position$21,803,543 % Position5.00% $ Change0.00% # Change1.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$20,672,105 % Position4.00% $ Change3.00% # Change3.00%
Stck Ticker78464A474 Stock NameSPDR SERIES TRUST $ Position$21,088,221 % Position4.00% $ Change5.00% # Change5.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$18,503,906 % Position4.00% $ Change-2.00% # Change-5.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$19,317,961 % Position4.00% $ Change3.00% # Change1.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$12,196,880 % Position3.00% $ Change-2.00% # Change-4.00%
Stck Ticker922908751 Stock NameVANGUARD INDEX FDS $ Position$12,585,744 % Position3.00% $ Change2.00% # Change1.00%
Stck Ticker921946406 Stock NameVANGUARD WHITEHALL FDS $ Position$13,522,376 % Position3.00% $ Change2.00% # Change-1.00%
Stck Ticker78468R200 Stock NameSPDR SERIES TRUST $ Position$13,418,423 % Position3.00% $ Change3.00% # Change2.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$15,574,177 % Position3.00% $ Change-6.00% # Change-2.00%

Brochure Summary