WOODBURY FINANCIAL SERVICES, INC.
  • WOODBURY FINANCIAL SERVICES, INC.
  • 3RD COAST FINANCIAL
  • PLAN4, INC.
  • PIERCE INSURANCE AND INVESTMENT
  • PHYSICIANS PLANNING GROUP
  • PETRICIC & PHILLIPS FINANCIAL GROUP
  • PERICLES FINANCIAL SERVICES
  • PEACOCK FINANCIAL SERVICES
  • PARADISE VALLEY WEALTH MANAGEMENT
  • PANG ENTERPRISES
  • P&P ASSET MANAGEMENT
  • OZANNE FINANICAL SERVICES
  • OZANNE FINANCIAL SERVICES & WEALTH SERVICES ALLIANCE
  • OZANNE FINANCIAL SERVICES
  • ON TRACK FINANCIAL
  • OMADA FINANCIAL
  • OGLE WEALTH MANAGEMENT
  • OAK BROOK WEALTH MANAGEMENT
  • O'MALLEY WEALTH MANAGEMENT
  • NPB FINANCIAL
  • NORTHSTAR FINANCIAL SERVICES
  • NORTHPOINT FINANCIAL GROUP
  • NORTHEAST VALLEY FINANCIAL
  • NICOLAS JOHN FINANCIAL
  • NEW THOUGHT FINANCIAL GROUP
  • NCN FINANCIAL GROUP
  • NATIONAL WEALTH NETWORK
  • NATIONAL FINANCIAL ADVISORS
  • MY FINANCIAL TRAINER
  • MURPHY FINANCIAL SERVICES
  • MPC ADVISERS
  • MORGAN ADVISOR GROUP
  • MONTALBO FINANCIAL SERVICES
  • MONEY WISE PLANNING GROUP
  • MINKOFF CAPITAL
  • MINDFUL WEALTH ADVISORS
  • MENDHAM WEALTH MANAGEMENT
  • MENDAM WEALTH MANAGEMENT
  • MARTING FINANCIAL
  • MARTIN TAX & FINANCIAL SERVICES
  • MARTIN SHAPIRO FINANCIAL SERVICES
  • MARK SCHLAFER & CO.
  • MARATHON WEALTH & PROTECTION STRATEGIES
  • MACY WEALTH MANAGEMENT
  • LUNIN-PACK & FERRO FINANCIAL GROUP
  • LOVELACE AND HULLUM FINANCIAL GROUP
  • LIQD INVESTMENTS
  • LIQD
  • LINDBERG FINANCIAL GROUP
  • LINDBERG FINANCIAL
  • LIFEWEALTH PRINCIPLES, LLC
  • LIFEWEALTH PLANNING GROUP
  • LENIUS FINANCIAL SERVICES
  • LEGACY WEALTH MANAGEMENT
  • LEGACY RETIREMENT PLAN SERVICES
  • LEGACY PREMIER ADVISORS
  • LEGACY PLANNING GROUP
  • LEGACY INVESTMENT SERVICES INC.
  • LEGACY INVESTMENT SERVICES
  • LARSON FINANCIAL ADVISORS
  • KNOX FINANCIAL ADVISING
  • KHS WEALTH AND INSURANCE SERVICES
  • KELLER WEALTH
  • KAS INVESTMENT SERICES, INC.
  • JONES INVESTMENT GROUP
  • INVESTMENT COMPONENT
  • INTEGRITY WEALTH SERVICES
  • INTEGRITY FIRST FINANCIAL
  • INCOME ADVISOR TEAM
  • HUTTON WEALTH MANAGEMENT
  • HERSHEY INVESTMENTS
  • HEIKE WEALTH MANAGEMENT
  • HEDRICK WEALTH MANAGEMENT GROUP
  • HAVEN POINT WEALTH
  • HANNES FINANCIAL SERVICES
  • HADLEY FINANCIAL
  • GUIDED PATH FINANCIAL SERVICES & RETIREMENT PLANNING
  • GUIDANCE ADVISORS
  • GRIFFIN FINANCIAL LLC
  • GREYSTONE CAPITAL PARTNERS GROUP
  • GHJ FINANCIAL GROUP
  • GCG ADVISORY PARTNERS
  • GATEWAY CAPTIAL ADIVSORS
  • FPG PRIVATE WEALTH ADVISORS
  • FORTIS INVESTORS, INC.
  • FOCUS INVESTMENT SERVICES
  • FIRST MATE FINANCIAL ADVISORS
  • FINANCIAL PLANNING AND WEALTH MANAGEMENT
  • FINANCIAL PARTNERS GROUP
  • FINANCIAL DESIGN CENTER
  • FERDINANDSEN FINANCIAL GROUP
  • FERD GARCIA WEALTH MANAGEMENT
  • FELICIANO FINANCIAL GROUP
  • FAIRLEY WEALTH MANAGEMENT
  • EXPEDITION WEALTH MANAGEMENT
  • ETHOS WEALTH PLANNING
  • ERICKSON FINANCIAL ADVISORS
  • ENVISION RETIREMENT MANAGEMENT
  • ENGAGE FINANCIAL GROUP
  • EMPLOYER 401(K) SOLUTIONS
  • ELEKTRON WEALTH MANAGEMENT
  • DRESSLER FINANCIAL SERVICES
  • DOUGHTY FINANCIAL GROUP
  • DOTY FINANCIAL SOLUTIONS
  • DEMERY WEALTH ADVISORS
  • DECISION CAPITAL
  • DEAN FINANCIAL PLANNING SOLUTIONS
  • D&L FINANCIAL ADVISORS
  • CUI WEALTH MANAGEMENT
  • CUE FINANCIAL OF OKLAHOMA
  • CROSSBRIDGE WEALTH MANAGEMENT
  • CROSS FINANCIAL
  • CROMER FAMILY FINANCIAL
  • CREATIVE FINANCIAL GROUP
  • COTTON MILL ADVISORS
  • CORNERSTONE WEALTH MANAGEMENT
  • CONSULTANTS IN WEALTH MANAGEMENT
  • CONKIN FINANCIAL GROUP
  • COMPREHENSIVE WEALTH SOLUTIONS
  • COLLABORATIVE WEALTH STRATEGIES
  • CML WEALTH MANAGEMENT
  • CLEAR DIRECTION INVESTMENTS
  • CIRCLE CITY WEALTH ADVISORS
  • CHRIS RHYNE FINANCIAL MANAGEMENT
  • CENTERPOINT FINANCIAL SERVICES
  • CAPITAL HARVEST WEALTH PARTNERS
  • CALDERWOOD FINANCIAL STRATEGIES
  • BUNKER FINANCIAL SOLUTIONS
  • BULLISH BAER
  • BRUCE GEIGER WFS
  • BROOKSTONE WEALTH STRATEGIES
  • BRACKER WEALTH MANAGEMENT
  • BLUEBIRD WEALTH PARTNERS
  • BLUE PACIFIC ADVISORS
  • BETTINGER FINANCIAL
  • BERNSTEIN FINANCIAL GROUP
  • AVENTURINE WEALTH MANAGEMENT
  • ATRIUM WEALTH ADVISORS
  • ATLAS FINANCIAL PLANNING
  • AMEV INVESTORS, INC.
  • AMERICAN FINANCIAL SERVICES
  • ALPINE PLANNING GROUP
  • ALPINE FINANCIAL PLANNING GROUP
  • ALPHA WEALTH ADVISORS, LLC
  • ALLIANCE FINANCIAL SERVICES INVESTMENT AND RETIREMENT ADVISORS
  • ALLIANCE FIANNCIAL SERVICES
  • ALLEN FINANCIAL ADVISEMENT
  • ADVANCED CAPITAL STRATEGIES
  • ADVANCE FINANCIAL SERVICES...
  • BARTHEN FINANCIAL & INSURANCE SERVICES
  • PERSONAL WEALTH STRATEGIES
  • NEXT PHASE FINANCIAL
  • OPTIMIZE WEALTH STRATEGIES
  • 0
  • LOOKING GLASS FINANCIAL
  • LAWRENCE E. EMMONS, CLU, CHFC, INVESTMENT ADVISORREPRESENTATIVE
  • K AND L PLANNING LLC
  • HUBER FINANCIAL GROUP
  • HIBBARD & RUBY WEALTH MANAGEMENT
  • HART FINANCIAL GROUP
  • ETERNAL WEALTH MANAGEMENT
  • CLEAR FINANCIAL NETWORK
  • ADVANCE FINANCIAL SERVICES
  • 3RD COAST FINANCIAL...
  • BARNAS FINANCIAL

Adviser Profile

As of Date 01/31/2024
Registration status Terminated
ADV Location OAKDALE, MN, United States
Contact Info 800 xxxxxxx
Websites
AUM* 19,278,448,046 -10%
of that, discretionary 16,234,958,229 -8%
Number of Employees 3,002 -7%
of those in investment advisory functions 1,373 6%
Private Fund GAV* 0
Avg Account Size 189,097 -28%
% High Net Worth 10.55% -41%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

18B 15B 13B 10B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Similar advisers

Adviser Hedge Fund Liquidity Fund Private Equity Fund Real Estate Fund Securitized Asset Fund Venture Capital Fund Other Fund Total Private Fund GAV AUM #Funds
Adviser KOVACK ADVISORS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM6.3b #Funds-
Adviser WATER STREET FINANCIAL LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM147.3m #Funds-
Adviser CONRAD CAPITAL MANAGEMENT, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM90.7m #Funds-
Adviser 4WEALTH ADVISORS, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM275.3m #Funds-
Adviser CG ADVISORY SERVICES Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM4.6b #Funds-
Adviser THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM538.8m #Funds-
Adviser OSAIC WEALTH, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM234.9b #Funds-
Adviser CAPITAL MANAGEMENT ADVISORS INC Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM52.0m #Funds-
Adviser SAGEPOINT FINANCIAL, INC. Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM16.5b #Funds-
Adviser ATWOB Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM113.9m #Funds-