Adviser Profile

As of Date 04/09/2026
Registration SEC, Approved, 06/11/2018
Other registrations (5)
ADV Location BURR RIDGE, IL, United States
Contact Info 708 xxxxxxx
Websites
AUM* 275,278,482 30%
of that, discretionary 132,702,193 -24%
Number of Employees 13 8%
of those in investment advisory functions 10 11%
Private Fund GAV* 0
Avg Account Size 218,129 13%
% High Net Worth 10.58% 22%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

208M 178M 148M 119M 89M 59M 30M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$6,039,921 % Position5.00% $ Change53.00% # Change53.00%
Stck Ticker66538H245 Stock NameNORTHERN LTS FD TR IV $ Position$5,352,167 % Position4.00% $ Change10.00% # Change3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$3,905,401 % Position3.00% $ Change18.00% # Change0.00%
Stck Ticker92206C102 Stock NameVANGUARD SCOTTSDALE FDS $ Position$3,319,883 % Position3.00% $ Change1.00% # Change2.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$4,544,623 % Position3.00% $ Change3.00% # Change1.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$2,138,228 % Position2.00% $ Change2.00% # Change-4.00%
Stck Ticker46654Q203 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,256,652 % Position2.00% $ Change14.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$3,066,795 % Position2.00% $ Change12.00% # Change-2.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$2,685,979 % Position2.00% $ Change1.00% # Change1.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$3,103,349 % Position2.00% $ Change8.00% # Change7.00%

Brochure Summary