Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 05/15/1998
ADV Location LOUISVILLE, KY, United States
Contact Info (50 xxxxxxx
Websites
AUM* 6,175,293,606 38%
of that, discretionary 6,175,293,606 38%
Number of Employees 18 -5%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 59,377,823 39%
% High Net Worth 60.56% 29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

6B 5B 4B 4B 3B 2B 882M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck TickerH1467J104 Stock NameCHUBB LTD SWITZ $ Position$93,236,839 % Position2.00% $ Change27.00% # Change21.00%
Stck Ticker375558103 Stock NameGILEAD SCIENCES INC $ Position$79,910,298 % Position2.00% $ Change12.00% # Change-1.00%
Stck Ticker40412C101 Stock NameHCA HEALTHCARE INC $ Position$78,304,656 % Position2.00% $ Change50.00% # Change48.00%
Stck Ticker780259305 Stock NameSHELL PLC $ Position$88,619,421 % Position2.00% $ Change1643.00% # Change1277.00%
Stck Ticker881624209 Stock NameTEVA PHARMACEUTICAL INDS LTD $ Position$102,065,897 % Position2.00% $ Change-4.00% # Change-1.00%
Stck TickerF92124100 Stock NameTOTALENERGIES SE $ Position$93,174,437 % Position2.00% $ Change38.00% # Change-1.00%
Stck TickerG87110105 Stock NameTECHNIPFMC PLC $ Position$52,361,966 % Position1.00% $ Change68.00% # Change8.00%
Stck Ticker91912E105 Stock NameVALE S A $ Position$75,622,728 % Position1.00% $ Change2.00% # Change-17.00%
Stck Ticker911363109 Stock NameUNITED RENTALS INC $ Position$46,517,099 % Position1.00% $ Change-11.00% # Change-1.00%
Stck Ticker92343V104 Stock NameVERIZON COMMUNICATIONS INC $ Position$38,238,946 % Position1.00% $ Change15938.00% # Change12912.00%

Brochure Summary