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Adviser Profile

Registration status Terminated
As of Date 03/30/2020
Adviser Type - Related adviser
Number of Employees 275 11.79%
of those in investment advisory functions 119 17.82%
AUM* 8,903,133 12.54%
of that, discretionary 8,903,133 12.54%
Private Fund GAV* 0
Avg Account Size 4,451,567 12.54%
SMA’s No
Private Funds 0 1

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

229M 197M 164M 131M 98M 66M 33M
2015 2016 2017 2018 2019 2020
Discretionary
Non-discretionary

Private Funds

Employees