FINANCIAL CONCEPTS UNLIMITED, INC.
  • FINANCIAL CONCEPTS UNLIMITED, INC.

Adviser Profile

As of Date 03/29/2026
Registration SEC, Approved, 07/29/2002
Other registrations (4)
Contact Info 866 xxxxxxx
Websites
AUM* 231,359,976 50%
of that, discretionary 231,359,976 50%
Number of Employees 3 -25%
of those in investment advisory functions 2 -33%
Private Fund GAV* 0
Avg Account Size 348,434 53%
% High Net Worth 34.34% 42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

231M 198M 165M 132M 99M 66M 33M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CVACH FINANCIAL SERVICES, PA Filing Date12/05/2025 Form ADV-E View Report
Accounting Firm Name CVACH FINANCIAL SERVICES, PA Filing Date12/20/2024 Form ADV-E View Report
Accounting Firm Name CVACH FINANCIAL SERVICES, PA Filing Date04/02/2024 Form ADV-E View Report
Accounting Firm Name CVACH FINANCIAL SERVICES, PA Filing Date12/26/2023 Form ADV-E View Report
Accounting Firm Name TAKSEY, NEFF & ASSOCIATES, LLC Filing Date11/21/2023 Form ADV-E View Report

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