Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 09/28/2007
ADV Location DES MOINES, IA, United States
Contact Info 515 xxxxxxx
Websites
AUM* 902,500,171 60%
of that, discretionary 781,796,578 65%
Number of Employees 13 -7%
of those in investment advisory functions 8
Private Fund GAV* 0
Avg Account Size 954,017 27%
% High Net Worth 50.00% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

782M 670M 558M 447M 335M 223M 112M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name DSWD Filing Date12/22/2025 Form ADV-E View Report
Accounting Firm Name DSWD Filing Date02/18/2025 Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP Filing Date09/20/2023 Form ADV-E View Report

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