Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 01/08/2008
ADV Location KATONAH, NY, United States
Contact Info 212 xxxxxxx
Websites
AUM* 1,367,129,887 30%
of that, discretionary 832,548,371 71%
Number of Employees 18 38%
of those in investment advisory functions 4 -33%
Private Fund GAV* 0
Avg Account Size 2,267,214 -1%
% High Net Worth 76.12% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

833M 714M 595M 476M 357M 238M 119M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker98149E303 Stock NameWORLD GOLD TR $ Position$113,126,755 % Position29.00% $ Change9.00% # Change0.00%
Stck Ticker25820R105 Stock NameDORCHESTER MINERALS L P $ Position$21,761,923 % Position6.00% $ Change21.00% # Change0.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$19,495,773 % Position5.00% $ Change-5.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$9,863,020 % Position3.00% $ Change-9.00% # Change-1.00%
Stck Ticker46137V100 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$10,533,715 % Position3.00% $ Change5.00% # Change0.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$11,222,444 % Position3.00% $ Change-25.00% # Change-2.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$9,257,921 % Position2.00% $ Change10.00% # Change-7.00%
Stck Ticker742718109 Stock NamePROCTER & GAMBLE CO $ Position$9,618,548 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$7,176,240 % Position2.00% $ Change-1.00% # Change-24.00%
Stck Ticker81369Y886 Stock NameSELECT SECTOR SPDR TR $ Position$8,843,370 % Position2.00% $ Change7.00% # Change0.00%

Brochure Summary