9AT: KEARNS AND ASSOCIATES, LLC

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 03/27/2012
Contact Info	310 xxxxxxx

AUM^*	1,175,703,135 9%
of that, discretionary	621,332,638 2%
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	22,183,078 12%
% High Net Worth	92.00% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GRAMERCY STRATEGIC CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM247.9m	#Funds-
Adviser GALAPAGOS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM88.2m	#Funds-
Adviser WILLIAMS CAPITAL MANAGEMENT COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM225.6m	#Funds-
Adviser CURATED WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund34.0m	Other Fund18.3m	Total Private Fund GAV93.9m	AUM1.8b	#Funds10
Adviser ELEVATION POINT WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.3b	#Funds-
Adviser HOLLOW BROOK WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser MARGNA PEAK ADVISORS AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM372.5m	#Funds-
Adviser WMBC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM116.2m	#Funds-
Adviser XO CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM184.4m	#Funds-
Adviser AVORY & CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM353.2m	#Funds-

Brochure Summary

Overview

Description of Advisory Firm Kearns & Associates LLC (“Kearns & Associates,” “we,” “our,” or “us”) is a privately owned limited liability company headquartered in Palos Verdes Estates, California. Joseph J. Kearns founded Kearns & Associates in January 1998. Jeffrey J. Kearns joined Kearns & Associates in July 2003. Jeffrey J. Kearns owns 99% of Kearns & Associates LLC. Advisory Services Offered Kearns & Associates provides investment advisory services. We are principally engaged in the following activities:
• Evaluation of portfolio construction and management
• Portfolio construction, which includes formulating asset mix, transition management, investment manager searches, implementation, and oversight
• Performance analysis and coordinating consolidated performance reporting, as required
• Portfolio management, which includes ongoing supervision, monitoring, and rebalancing of our clients’ assets We coordinate our clients’ investments with their overall estate plans by working with each client’s attorney, accountant and/or other advisors. Tailored Services and Client Imposed Restrictions Kearns & Associates tailors

its advice to each client’s specific investment objectives and financial situation, as discussed below under Item 8 - Methods of Analysis, Investment Strategies, and Risk of Loss. This can include managing assets on either a discretionary or non- discretionary basis as well as advising on assets managed by other Asset Managers as discussed in Item 16 – Investment Discretion. We work with each client to define their risk tolerance and investment goals. Clients can direct us to not invest in certain investments or hold specific securities. We make investment decisions for clients based on information the client supplies about their financial situation, goals, and risk tolerance. Our recommendations may not be suitable if the client does not provide us with accurate and complete information. It is the client’s responsibility to keep Kearns & Associates informed of any changes to their investment objectives or restrictions. Assets Under Management As of 12/31/2023, the discretionary assets under our management are $608,401,681 and $465,754,347 is managed on a non-discretionary basis. Additionally, we have another $463,093,574 in assets under advisement.

KEARNS AND ASSOCIATES, LLC

KEARNS AND ASSOCIATES, LLC

KEARNS & ASSOCIATES LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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KEARNS AND ASSOCIATES, LLC KEARNS AND ASSOCIATES, LLC KEARNS & ASSOCIATES LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

KEARNS AND ASSOCIATES, LLC

KEARNS AND ASSOCIATES, LLC

KEARNS & ASSOCIATES LLC