9AT: WILLIAMS CAPITAL MANAGEMENT COMPANY

Adviser Profile

As of Date	03/18/2026
Registration	SEC, Approved, 08/12/2022
Other registrations (1)	Illinois, Terminated, 10/18/2022
ADV Location	WILMETTE, IL, United States
Contact Info	847 xxxxxxx

AUM^*	225,556,373 89%
of that, discretionary	88,432,948 82%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	10,252,562 140%
% High Net Worth	100.00%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CURATED WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund7.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund34.0m	Other Fund18.3m	Total Private Fund GAV93.9m	AUM1.8b	#Funds10
Adviser MARGNA PEAK ADVISORS AG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM372.5m	#Funds-
Adviser GRAMERCY STRATEGIC CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM247.9m	#Funds-
Adviser THE INVICTUS COLLECTIVE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0m	AUM476.0m	#Funds1
Adviser KEARNS AND ASSOCIATES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser HOLLOW BROOK WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser ELEVATION POINT WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.3b	#Funds-
Adviser LIGHT CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund4.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.3m	AUM135.3m	#Funds1
Adviser GALAPAGOS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM88.2m	#Funds-
Adviser PLANTE MORAN FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM25.1b	#Funds-

Brochure Summary

Overview

William Capital Management Company (the “Adviser”) is a Registered Investment Adviser with the SEC. Registration does not imply a certain level of skill or training. The Adviser was founded in 1995 by its sole owner, David H. Williams (the “Principal”). The Adviser manages investment advisory accounts not involving investment supervisory services. Approximately 100% of the Adviser’s billings relate to investment advisory services. The Adviser generally offers investment advisory services in return for a fee equal to percentage of assets under management. The Adviser provides a complete portfolio management service, which includes the purchase, sale and continuous supervision of all publicly traded assets under management. The Adviser will suggest investments and portfolios to clients. Clients may impose restrictions on types of Securities/Maturities, etc. The Adviser coordinates the transfer of funds and securities and performs and presents the accounting necessary to reconcile clients’ accounting records with those of custodian banks and brokerage firms which hold the clients’

securities and funds. The Adviser offers advice on: equity securities, including exchange-listed securities, securities traded over-the counter, and securities of foreign issuers; warrants; corporate debt securities; commercial paper; certificates of deposit; municipal securities; investment company securities, United States government securities; interests in partnerships investing in real estate or oil and gas interests; and oversight of other investment managers. See “Item 5: Fees and Compensation” for a description of the fees payable for the Adviser’s investment advisory services, minimum account size and other relevant information. Fees do not vary based on type of client (i.e., individual, small business, institutional clients). Clients may impose restrictions on investments in certain securities or types of securities specified by the clients. The Adviser does not participate in wrap-fee programs. Applicant had $48,714,369 (in U.S. dollars) in discretionary and $70,856,017 (in U.S. dollars) in non-discretionary assets of clients under management as of December 31, 2023.

WILLIAMS CAPITAL MANAGEMENT COMPANY

WILLIAMS CAPITAL MANAGEMENT COMPANY

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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WILLIAMS CAPITAL MANAGEMENT COMPANY WILLIAMS CAPITAL MANAGEMENT COMPANY

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

WILLIAMS CAPITAL MANAGEMENT COMPANY

WILLIAMS CAPITAL MANAGEMENT COMPANY