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Adviser Profile

As of Date 09/03/2024
Adviser Type - Large advisory firm
Number of Employees 25 19.05%
of those in investment advisory functions 16 23.08%
Registration California, Terminated, 10/28/2008
Other registrations (1)
AUM* 1,491,236,164 28.84%
of that, discretionary 1,289,537,875 20.83%
Private Fund GAV* 365,081,898
Avg Account Size 1,296,727 24.47%
% High Net Worth 78.40% -1.74%
SMA’s Yes
Private Funds 12 2
Contact Info (41 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 974M 811M 649M 487M 325M 162M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count12 GAV$365,081,898

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Brochure Summary