9AT: O'BRIEN-STALEY PARTNERS

other names

O'BRIEN-STALEY PARTNERS
OSP, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 03/12/2014
ADV Location	EDINA, MN, United States
Contact Info	612 xxxxxxx
Websites

AUM^*	1,427,581,972 -15%
of that, discretionary	1,427,581,972 -15%
Private Fund GAV^*	1,427,581,972 -6%
Avg Account Size	237,930,329 0%
SMA’s	No
Private Funds	6 1

Adviser Type

- Large advisory firm

Number of Employees 35 9%

of those in investment advisory functions 15 15%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeOther Private Fund	Count6	GAV$1,427,581,972

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser QUATTRO FINANCIAL ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.0b	Total Private Fund GAV1.0b	AUM1.7b	#Funds2
Adviser AUBREY CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund82.9m	Total Private Fund GAV82.9m	AUM1.2b	#Funds1
Adviser LOCUST POINT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.6b	Total Private Fund GAV1.6b	AUM1.6b	#Funds7
Adviser JADE MOUNTAIN PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund750.0k	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund963.7m	Total Private Fund GAV964.4m	AUM588.4m	#Funds7
Adviser FOUNTAINCAP RESEARCH & INVESTMENT (HONG KONG) CO., LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund208.8m	Total Private Fund GAV208.8m	AUM1.6b	#Funds3
Adviser RED SWAN PRIVATE CLIENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM165.3m	#Funds1
Adviser NORTHWALL CAPITAL LLP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund609.5m	Total Private Fund GAV609.5m	AUM3.0b	#Funds13
Adviser SP ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund14.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.3m	AUM1.9b	#Funds1
Adviser NEUMEIER POMA INVESTMENT COUNSEL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund52.6m	Total Private Fund GAV52.6m	AUM1.1b	#Funds1
Adviser NIPPON VALUE INVESTORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund137.2m	Total Private Fund GAV137.2m	AUM898.5m	#Funds1

Brochure Summary

Overview

OSP, LLC, which also does business under the registered d/b/a name O’Brien-Staley Partners (”OSP” or the “Adviser”), was established as an investment adviser in 2012 and became registered with the U.S. Securities and Exchange Commission in March 2014. OSP’s principal place of business is located in Edina, Minnesota. OSP is managed by E. Gerald O’Brien, Chief Executive Officer and Chief Investment Officer, and Warren Staley, non-executive Chairman (collectively, the “Principals”). OSP is wholly owned by OSP, LP, which is controlled by the Principals and ultimately majority-owned by the Principals and their family members. OSP primarily serves as the investment manager to value investment vehicles (the “Value Funds”) which invest with a value investment bias in unloved or out-of-favor assets. These opportunities are primarily composed of commercial and industrial (“C&I”), small- and medium-sized enterprises and commercial real estate credits (“CRE”).

Entities affiliated with OSP act as the general partners of the Value Funds. OSP also serves as the investment manager to an investment vehicle that implements a social impact strategy (the “Impact Strategy”; together with the Value Funds, the “Funds” or each a “Fund”). The Funds are pooled investment vehicles operating as private funds that are exempt from registration under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and whose securities are not registered under the Securities Act of 1933, as amended (the “Securities Act”). The Value Funds are organized as Delaware limited partnerships, while the Impact Strategy is organized as a Minnesota limited liability company. The Funds are “lock-up” funds that do not provide investors with redemption rights prior to dissolution. As of December 31, 2023, the amount of regulatory assets OSP manages on a discretionary basis is $1,673,633,760. March 31, 2024 Page 2

O'BRIEN-STALEY PARTNERS

Adviser Profile

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Overview