9AT: AMERICA FIRST INVESTMENT ADVISORS LLC

Adviser Profile

As of Date	06/25/2026
Registration	SEC, Approved, 06/12/1992
ADV Location	OMAHA, NE, United States
Contact Info	402 xxxxxxx
Websites

AUM^*	665,144,120 40%
of that, discretionary	665,144,120 40%
Number of Employees	7
of those in investment advisory functions	7
Private Fund GAV^*	0
Avg Account Size	1,069,364 27%
% High Net Worth	65.79% 15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser THE STERLING GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM471.3m	#Funds-
Adviser ABSHER WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser REGENCY WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM642.6m	#Funds-
Adviser HENRICKSON NAUTA WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.6m	Total Private Fund GAV2.6m	AUM805.4m	#Funds1
Adviser KRS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM188.9m	#Funds-
Adviser MARION WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM543.4m	#Funds-
Adviser AXIOM ADVISORY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM224.1m	#Funds-
Adviser CHERRY TREE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM673.5m	#Funds-
Adviser ACUMEN WEALTH ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund9.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.4m	AUM638.5m	#Funds1
Adviser DEANE RETIREMENT STRATEGIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM250.7m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287457	Stock NameISHARES TR	$ Position$44,343,097	% Position8.00%	$ Change6.00%	# Change6.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON	$ Position$34,260,616	% Position6.00%	$ Change14.00%	# Change-4.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$29,681,518	% Position6.00%	$ Change-10.00%	# Change-2.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$25,778,411	% Position5.00%	$ Change-8.00%	# Change1.00%
Stck Ticker11271J107	Stock NameBROOKFIELD CORP	$ Position$24,929,307	% Position5.00%	$ Change-12.00%	# Change0.00%
Stck Ticker12572Q105	Stock NameCME GROUP INC	$ Position$28,088,966	% Position5.00%	$ Change7.00%	# Change-1.00%
Stck Ticker29250N105	Stock NameENBRIDGE INC	$ Position$28,275,171	% Position5.00%	$ Change13.00%	# Change0.00%
Stck Ticker351858105	Stock NameFRANCO NEV CORP	$ Position$28,130,168	% Position5.00%	$ Change-7.00%	# Change-22.00%
Stck Ticker717081103	Stock NamePFIZER INC	$ Position$25,220,050	% Position5.00%	$ Change21.00%	# Change8.00%
Stck Ticker780287108	Stock NameROYAL GOLD INC	$ Position$27,298,823	% Position5.00%	$ Change-16.00%	# Change-26.00%

Brochure Summary

Overview

America First Investment Advisors, LLC (AFIA) is an independent investment advisory firm managing investment portfolios for individual investors and institutional clients. We provide ongoing advice to our clients and make investments for them based on their individual needs. We manage these accounts on a “discretionary” basis, which means we have the authority to decide which investments to buy and sell for clients and the amount of each investment to buy or sell. If requested, we will also provide financial planning advice to help our clients better understand their long-term needs for retirement and other significant life events. We invest according to guidelines and policies established by our clients, and they can impose restrictions on investing in certain securities or types of securities by letting us know in writing. Most client accounts are invested in individual stocks, fixed-income investments, and money-market funds. We typically invest in fixed-income through the use of exchange- traded funds (ETFs). ETFs are also sometimes used to invest efficiently in a group of stocks. How we allocate assets among these investments is based on our clients’ investment objectives and our best judgment. Our employees involved in portfolio management and financial planning must have successfully completed the Series 65 (Uniform Investment Adviser Law Exam) or its equivalent. Furthermore, they are also required to have: 1) a college degree and a minimum

of two years of experience in investments, accounting, or finance work, or 2) a minimum of ten years of experience in the investment industry. AFIA does not provide tax advice. You should consult a tax-planning professional regarding your personal circumstances to determine what is appropriate for you. Eric Ball and Barry Dunaway hold the Chartered Financial Analyst® designation. CFA® and Chartered Financial Analyst® are trademarks owned by CFA Institute. Matt Holloway and Katerina Wiese have obtained the CFP® certification. Certified Financial Planner Board of Standards, Inc. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S., which it awards to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements. As of December 31, 2023, AFIA had regulatory assets under management totaling $475,961,862. These assets are managed for individuals, employee benefit plans, trusts, estates, charitable organizations, and other entities. AFIA was founded in 1994 as a wholly owned subsidiary of America First Companies, LLC. In October 2014, AFIA was purchased by AFIA Holdings, LLC, which is owned by a majority of AFIA’s employees and two other individuals. AFIA is the only subsidiary of the holding company. AFIA is registered as an investment adviser with the US Securities and Exchange Commission (SEC). Registration with the SEC does not imply any certain level of skill or training.

AMERICA FIRST INVESTMENT ADVISORS LLC

AMERICA FIRST INVESTMENT ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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AMERICA FIRST INVESTMENT ADVISORS LLC AMERICA FIRST INVESTMENT ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

AMERICA FIRST INVESTMENT ADVISORS LLC

AMERICA FIRST INVESTMENT ADVISORS LLC