9AT: COLLEGA CAPITAL MANAGEMENT

Adviser Profile

As of Date	04/01/2026
Registration	SEC, Approved, 07/10/2012
Contact Info	809 xxxxxxx
Websites

AUM^*	81,400,000 -5%
of that, discretionary	6,700,000 16%
Number of Employees	2
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	3,391,667 3%
% High Net Worth	85.71% 14%
SMA’s	Yes
Private Funds	0

Adviser Type

- Outside the United States

Client Types

- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NAVALFA ACTIVOS ALTERNATIVOS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.4m	#Funds-
Adviser FOUNDERS FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser AB2 CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser LYONROSS CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM880.5m	#Funds-
Adviser AQUA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM298.8m	#Funds-
Adviser GREENWOOD FAMILY ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.1m	#Funds-
Adviser AG GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM104.7m	#Funds-
Adviser EKANTA WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM306.7m	#Funds-
Adviser ALPHA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM54.5m	#Funds-
Adviser STORGE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM866.6m	#Funds-

Brochure Summary

Overview

Collega Capital Management, S.R.L. is a limited liability company (Sociedad de Responsabilidad Limitada), registered under the laws and regulations of the Dominican Republic. The firm has existed since January 2005 as ESI Financial Consulting, until March 2011 when it changed its name to Collega Capital Management. It became registered with the U.S. Securities and Exchange Commission (SEC) on May 2012. Its founder and main managing partner, Luis A. Veras, CFA, has over fifteen years of experience in global financial markets. As of March 30, 2024, the firm had $86,000,000 of assets under management, of which $5,800,000 are managed on a discretionary basis and $80,200,000 are managed on a non‐discretionary basis. This value excludes approximately $70,000,000 of assets in real estate and private business investments, for which the firm provides investment advice, but are not considered regulatory Assets Under Management (UAM) according to ADV Part 1 instructions. Collega Capital Management provides financial advisory, consulting, and investment management services, along with multi‐generational wealth planning. Collectively, these services are offered as a Wealth Management package. In addition, the firm may provide non‐investment consulting and advisory

services related to corporate finance, project planning, and banking. The services provided are tailored for each client, and are dependent on an Investment Policy Statement (IPS), which is developed by the firm based on its evaluation of the client's return objectives, risk tolerance, time horizon, liquidity needs, legal and tax situation, as well as any unique circumstances that may warrant special attention. The IPS is built based on information provided by the client and by the client's other service providers (e.g. attorneys, accountants, other advisors) as instructed by the client. Collega Capital Management is expressly authorized to rely on this information. Clients are advised that it remains their responsibility to promptly notify the firm if there is ever any change in their financial situation or investment objectives for the purpose of reviewing, evaluating, or revising Collega's previous recommendations and/or services. The client may impose restrictions on investing in certain securities or types of securities. The client retains absolute discretion over all investment decisions, is free to accept or reject any of Collega's recommendations, and is capable of overriding Collega's decisions, even on those funds that are managed on a discretionary basis by the firm.

COLLEGA CAPITAL MANAGEMENT

COLLEGA CAPITAL MANAGEMENT

COLLEGA CAPITAL MANAGEMENT, S.R.L.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

COLLEGA CAPITAL MANAGEMENT COLLEGA CAPITAL MANAGEMENT COLLEGA CAPITAL MANAGEMENT, S.R.L.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

COLLEGA CAPITAL MANAGEMENT

COLLEGA CAPITAL MANAGEMENT

COLLEGA CAPITAL MANAGEMENT, S.R.L.