9AT: LYONROSS CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 03/30/2012
ADV Location	WHITE PLAINS, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	880,528,874 89%
of that, discretionary	51,499,337 100%
Number of Employees	6
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	440,264,437 -6%
% High Net Worth	100.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals

Advisory Activities

- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOUNDERS FAMILY OFFICE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser AB2 CAPITAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser AG GLOBAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM104.7m	#Funds-
Adviser GREENWOOD FAMILY ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM327.1m	#Funds-
Adviser EKANTA WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM306.7m	#Funds-
Adviser ALPHA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM54.5m	#Funds-
Adviser STORGE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM866.6m	#Funds-
Adviser NAVALFA ACTIVOS ALTERNATIVOS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.4m	#Funds-
Adviser COLLEGA CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM81.4m	#Funds-
Adviser EUROCAPITAL ADVISORS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.6m	#Funds-

Brochure Summary

Overview

LyonRoss Capital Management LLC, a Delaware limited liability company (“LyonRoss” or the “Adviser”), provides non-discretionary and discretionary investment advisory services to high net worth individuals, entities, funds and investment advisors (collectively, the “Clients”). LyonRoss was founded by Piers Playfair in January 2007. Piers Playfair, through LyonRoss Holdings LLC, is the managing member of the Adviser. The non-discretionary advisory services generally involve recommending investments in separately managed accounts (the “Separate Accounts”) or funds (the “Portfolio Funds”) managed by other third-party managers (“Portfolio Managers”). The Clients may impose restrictions on investing in certain Portfolio Funds. LyonRoss is responsible for the selection and research of the Portfolio Managers that manage the Portfolio Funds and the Separate Accounts and making recommendations to the Clients. LyonRoss performs due diligence on investment strategies and Portfolio Managers pursuing such strategies, including but not limited to making inquiries into the following areas: (i) the suitability of terms and conditions of Portfolio Funds and, if any, Separate Accounts, (ii) the analysis of Portfolio Managers’ trading skills and risk management capabilities, (iii) the integrity of the investment professionals and (iv) review of operations and controls. In addition, LyonRoss monitors the investments made by the Client

in response to its recommendations and provides advice relating to the holding or disposition of its Investments. Discretionary advisory services offered by the Adviser are subject to the investment guidelines and limitations set forth in the investment management agreement. The discretionary advisory accounts may trade stocks, ETFs, options, and futures. Pursuant to the investment management agreement, the Adviser has discretion over the following:  to make investment decisions;  to buy on margin or otherwise, sell (including short sales), lend and borrow securities or other assets held in the Accounts, engage in repurchase and reverse repurchase transactions, swap transactions and transactions in forwards and currencies and otherwise trade in options, other derivatives and other instruments;  to place orders with respect to, and to arrange for, any of the foregoing;  to make investment representations; and  to do anything which the Adviser shall deem requisite, appropriate or advisable in connection therewith, including, without limitation, the selection of such brokers, dealers and others as Adviser shall determine. LyonRoss does not offer wrap fee accounts. As of December 31, 2023, the gross assets under management of LyonRoss are approximately $548.33 million all on a non-discretionary basis on behalf of its Clients. As of December 31, 2023, LyonRoss did not have any discretionary accounts.

LYONROSS CAPITAL MANAGEMENT, LLC

LYONROSS CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LYONROSS CAPITAL MANAGEMENT, LLC LYONROSS CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LYONROSS CAPITAL MANAGEMENT, LLC

LYONROSS CAPITAL MANAGEMENT, LLC