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Adviser Profile

As of Date 05/08/2024
Adviser Type - Large advisory firm
Number of Employees 12
of those in investment advisory functions 7
Registration SEC, Approved, 02/22/2011
AUM* 691,900,000 -5.76%
of that, discretionary 425,800,000 -42.00%
Private Fund GAV* 345,000,000 -0.12%
Avg Account Size 31,450,000 -5.76%
% High Net Worth 59.09% 12.81%
SMA’s Yes
Private Funds 5
Contact Info 212 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
1B 868M 723M 578M 434M 289M 145M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$130,500,000
Fund TypeOther Private Fund Count3 GAV$214,500,000

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Brochure Summary