9AT: NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

other names

NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC
NEWFOUNDLAND CAPITAL MANAGEMENT

Adviser Profile

As of Date	04/01/2025
ADV Location	SOUTH MIAMI, FL, United States
Adviser Type - Large advisory firm
Number of Employees	13 -19%
of those in investment advisory functions	5 -55%
Registration	SEC, Approved, 04/15/2014
Other registrations (1)	SEC, ERA - Withdrawn, 03/31/2014

AUM^*	142,199,906 -51%
of that, discretionary	142,199,906 -51%
Private Fund GAV^*	134,625,442 -38%
Avg Account Size	20,314,272 -51%
SMA’s	No
Private Funds	12 5
Contact Info	+55 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count10	GAV$127,855,250
Fund TypePrivate Equity Fund	Count1	GAV$
Fund TypeOther Private Fund	Count1	GAV$6,770,192

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GALAPAGOS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM88.2m	#Funds-
Adviser SOUTHEAST ASSET ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund217.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund168.9m	Total Private Fund GAV386.2m	AUM3.7b	#Funds8
Adviser THOMPSON SIEGEL & WALMSLEY LLC	Hedge Fund206.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.6m	Total Private Fund GAV208.1m	AUM20.8b	#Funds7
Adviser THE ROCK CREEK GROUP, LP	Hedge Fund2.3b	Liquidity Fund-	Private Equity Fund723.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund41.7m	Total Private Fund GAV3.1b	AUM17.5b	#Funds22
Adviser SPEARHEAD ADMINISTRATIVE SERVICES, LLC	Hedge Fund920.5m	Liquidity Fund-	Private Equity Fund150.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM2.2b	#Funds15
Adviser ARBITER PARTNERS	Hedge Fund366.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV366.4m	AUM778.6m	#Funds7
Adviser LAZARD ASSET MANAGEMENT LLC	Hedge Fund1.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.4b	Total Private Fund GAV6.1b	AUM128.9b	#Funds69
Adviser BLACKSTONE ALTERNATIVE ASSET MANAGEMENT L.P.	Hedge Fund17.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund60.3b	Total Private Fund GAV77.3b	AUM78.0b	#Funds121
Adviser KABOUTER MANAGEMENT, LLC	Hedge Fund214.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund184.1m	Total Private Fund GAV398.9m	AUM398.9m	#Funds7
Adviser ARNHOLD LLC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund563.3m	Total Private Fund GAV2.3b	AUM5.2b	#Funds10

Brochure Summary

Overview

Newfoundland is a Delaware limited liability company that provides discretionary investment management services to pooled investment vehicles and separately managed accounts. Newfoundland is owned and controlled by Jonathan M. Rosenthal. As of December 31, 2023, Newfoundland had $173,404,079 in discretionary regulatory assets under management. Newfoundland provides discretionary investment advice to the following private investment funds (collectively, the “Funds”): 1. Newfoundland Terranova Fund, a Cayman Islands exempted company (the “Master Fund”); 2. Newfoundland Terranova Offshore Fund, a Cayman Islands exempted company (the “Feeder Fund”), which invests solely in the Master Fund; 3. Newfoundland Select Long Only Latam Fund - a series of the Newfoundland Select Funds, LLC, a Delaware limited liability company (the “Long Only Fund”); 4. Newfoundland Credit Opportunities T, LP, a limited partnership investing in private credit (the “Credit T Fund”); and 5. Newfoundland Private Credit Opportunities Fund I, LP, a limited partnership investing in private credit (the “Credit Opportunities Fund”). In addition, Newfoundland provides discretionary investment advisory services to institutional separately managed accounts (“SMAs” and, together

with the Funds, “Clients”). In providing services to Clients, among other things, Newfoundland (1) manages the Clients’ assets in accordance with the terms of the applicable Funds’ Private Offering Memorandum and Articles of Incorporation or Operating Agreement (collectively, the Fund “Governing Documents”) or the SMA’s investment advisory agreement; (2) directs and manages the investment and reinvestment of Clients’ assets; and (3) provides periodic reports to the SMAs and Fund investors. With respect to the Funds, Newfoundland provides investment advice directly to the Funds and not individually to the Funds’ members or shareholders (“Investors”). Investment restrictions for the Funds, if any, are established in the applicable Funds’ Governing Documents. Newfoundland, on behalf of the Funds, has entered into “side letters” with several Investors whereby certain of the terms applicable to such Investors, including fee and redemption terms, may vary. Newfoundland may also agree to provide a greater level of disclosure regarding events affecting the Company to certain Investors. Nevertheless, Newfoundland may not enter into any side letter that would violate applicable laws, rules, and regulations or that would not be in the best interests of the Fund.

NEWFOUNDLAND CAPITAL MANAGEMENT US, LLC

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