9AT: MACKENZIE INVESTMENTS

other names

Adviser Profile

As of Date	03/28/2024
Adviser Type - Large advisory firm - An investment adviser (or subadviser) to an investment company
Number of Employees	13
of those in investment advisory functions	9 12.50%
Registration	SEC, Approved, 01/14/2013

AUM^*	7,642,621,025 100.66%
of that, discretionary	7,642,621,025 100.66%
Private Fund GAV^*	239,761,304 -33.41%
Avg Account Size	201,121,606 68.98%
SMA’s	No
Private Funds	8
Contact Info	617 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- Insurance companies

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$95,485,026
Fund TypeOther Private Fund	Count6	GAV$144,276,278

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser APOLLON WEALTH MANAGEMENT, LLC	Hedge Fund24.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund24.6m	Total Private Fund GAV49.3m	AUM5.5b	#Funds3
Adviser SEER CAPITAL MANAGEMENT LP	Hedge Fund380.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund155.1m	Total Private Fund GAV535.4m	AUM628.0m	#Funds4
Adviser CATALUR CAPITAL MANAGEMENT, LP	Hedge Fund164.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund174.4m	Total Private Fund GAV338.8m	AUM455.3m	#Funds4
Adviser OSBON CAPITAL MANAGEMENT, LLC	Hedge Fund1.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.2m	Total Private Fund GAV3.2m	AUM173.7m	#Funds2
Adviser M1 CAPITAL, LLC	Hedge Fund9.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund31.4m	Total Private Fund GAV41.2m	AUM-	#Funds4
Adviser ABAX GLOBAL CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund268.6m	Total Private Fund GAV268.6m	AUM-	#Funds4
Adviser VIBRANT CAPITAL PARTNERS, INC.	Hedge Fund561.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.1b	Total Private Fund GAV6.7b	AUM7.9b	#Funds18
Adviser EPOCH INVESTMENT PARTNERS, INC.	Hedge Fund50.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund69.4m	Total Private Fund GAV119.4m	AUM34.3b	#Funds3
Adviser WELLINGTON MANAGEMENT SINGAPORE PTE LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.4b	#Funds-
Adviser SLC MANAGEMENT	Hedge Fund11.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund799.5m	Total Private Fund GAV811.1m	AUM69.5b	#Funds6

Brochure Summary

Overview

General and Ownership The Firm was founded in 2012 and provides investment advisory and related services to Clients. The Firm collaborates with its affiliate, Mackenzie Financial Corporation, in providing such services. The Firm also provides marketing and client intake services to Mackenzie Financial Corporation and Mackenzie Investments Europe Limited (“MIEL”). If the types of services provided by the Firm change, this Brochure will be amended accordingly to reflect these additional services. The Firm is a member of the IGM Financial Inc. (TSX: IGM) group of companies. IGM Financial is one of Canada’s premier financial services companies. As of January 31, 2024, Power Financial Corporation, a wholly-owned subsidiary of Power Corporation of Canada, beneficially owned, directly and indirectly, 65.984% of IGM Financial Inc. (excluding 0.019% held by The Canada Life Assurance Company in its segregated funds or for similar purposes). The Desmarais Family Residuary Trust, a trust for the benefit of the members of the family of the late Mr. Paul G. Desmarais, has voting control, directly and indirectly of Power Corporation of Canada. Types of Advisory Services Offered by Mackenzie Mackenzie currently specializes in delivering quantitative equity strategies which are offered through discretionary investment advisory mandates to the following Clients:  Private Funds;  U.S. Sub-Advised Funds; and  Canadian Sub-Advised Funds. Tailoring Advisory

Services to the Individual Need of Clients Consistent with its fiduciary duty, Mackenzie considers the individual needs of all clients and tailors the advisory services it provides to Clients. However, Canadian Sub-Advised Funds, U.S. Sub-Advised Funds and Private Funds are each managed in accordance with the particular investment objectives, strategies and restrictions established for that fund. A fund can impose restrictions on investing in certain securities or types of securities. These funds are not managed in accordance with the individualized needs of any particular interest holder in the fund. Therefore, a fund’s Investors should consider whether the fund meets their investment objectives and risk tolerance prior to investing. Information about the funds can be found in their relevant registration, governing and/or offering documents. For a U.S. Sub-Advised Fund, a Registration Statement can be found on the SEC’s EDGAR website. For Private Funds, relevant information is available in the private placement memorandum or other offering documents as well as the Private Fund’s governing documents, which will be available to current and prospective Investors only through Mackenzie or another authorized party. Client Assets Managed by The Firm As of December 31, 2023, we managed $7,642,621,025 in client assets on a discretionary basis. We did not manage any client assets on a non-discretionary basis as of that date. 7 | P a g e

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MACKENZIE INVESTMENTS

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Brochure Summary

Overview