9AT: DIRECTED CAPITAL ADVISORS

other names

DIRECTED CAPITAL ADVISORS
DCR LOAN SERVICING, INC
DIRECTED CAPITAL ADVISORS, LLC

Adviser Profile

As of Date	04/29/2025
ADV Location	ST. PETERSBURG, FL, United States
Adviser Type - Large advisory firm
Number of Employees	35 17%
of those in investment advisory functions	15
Registration	SEC, Approved, 05/21/2013
Other registrations (1)	SEC, ERA - Withdrawn, 05/01/2013

AUM^*	395,894,147 26%
of that, discretionary	395,894,147 26%
Private Fund GAV^*	336,540,907 -10%
Avg Account Size	65,982,358 5%
SMA’s	No
Private Funds	6 2
Contact Info	727 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

Fund Type	Count	GAV
Fund TypeReal Estate Fund	Count6	GAV$336,540,907

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VATIC INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM313.6m	#Funds-
Adviser MOON CAPITAL MANAGEMENT, LLC	Hedge Fund33.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV33.9m	AUM395.2m	#Funds1
Adviser NOKOTA MANAGEMENT, LP	Hedge Fund332.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV332.0m	AUM332.0m	#Funds2
Adviser MONEDA USA, INC.	Hedge Fund254.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV254.3m	AUM635.8m	#Funds3
Adviser CLADRIUS PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM211.2m	#Funds-
Adviser TAMARACK ADVISERS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM317.0m	#Funds-
Adviser BARD ASSOCIATES INC	Hedge Fund15.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV15.6m	AUM384.6m	#Funds1
Adviser GREAT ELM CAPITAL MANAGEMENT, LLC	Hedge Fund12.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.1m	AUM350.9m	#Funds1
Adviser ROTHSCHILD CAPITAL PARTNERS	Hedge Fund181.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV181.6m	AUM467.8m	#Funds2
Adviser GS GAMMA ADVISORS, LLC	Hedge Fund209.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV209.6m	AUM209.6m	#Funds3

Brochure Summary

Overview

DCA registered in March 2012 as an exempt reporting adviser. In 2013, DCA applied for status as a registered investment adviser and was approved as such in May 2013. Its principal place of business is located in Florida, and it began conducting business in 2012. The firm is owned by Directed Capital Resources, LLC whose principal owner (i.e., those individuals and/or entities controlling 25% or more of this company) is Christopher S. Moench. We provide discretionary portfolio management services to a small number of limited partnerships sponsored by DCR (“Sponsored Partnerships”). These portfolio management services principally concern 1) commercial real estate related loans and other commercial loans acquired at discounts in the secondary market, 2) originated commercial real estate and other commercial loans, 3) real estate and other assets acquired thru or in lieu of foreclosure, and 4) real estate equity investments. As of December 31, 2023 our principal client relationships are with

DCR Mortgage Partners VII, LP, DCR Mortgage Partners VIII, LP, Directed Capital Opportunity Investment Fund, LLC, DCR Mortgage Partners IX, LP, and DCR Mortgage Partners X, LP. DCR Mortgage Partners VII, LP DCR Mortgage Partners VIII, LP and DCR Mortgage Partners XI, LP have entered into a co-investment arrangement. Directed Capital Opportunity Investment Fund, LLC (DCOIF) serves as a feeder fund to DCR Mortgage Partners IX, LP. Our advisory services are limited to advice regarding acquisition and disposition of loan, real estate, and other ancillary assets. Portfolio investment decisions are made according to the investment objectives and risk tolerances of our clients as well as our clients’ stated investment restrictions and special circumstances. As of December 31, 2023, we managed $363,939,207 of client assets on a discretionary basis and $0 of client assets on a non-discretionary basis. Directed Capital does not participate in Wrap Fee Programs.

DIRECTED CAPITAL ADVISORS

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