Founded in 2014, Warwick Investment Group, LLC (“Warwick”, “Firm”, “Sponsor”, “our”,
“us” or “we”), a Delaware limited liability company, is an investment advisory services firm
specializing in investment management for private investments in the energy and real assets
sector. The sole owner of the Firm is Katherine T. Richard.
Warwick provides advisory services as a private equity investment adviser to discretionary
pooled private equity funds, Warwick Partners III, L.P., Warwick Partners IV, L.P and Warwick
Partners V, LP. (together with any parallel investment vehicles, each an “Energy Fund” and
together, the “Energy Funds”) and Warwick UK Real Estate Fund I (together with any parallel
investment vehicles, the “RE Fund” and together with the Energy Funds, the “Funds”).
ENERGY FUNDS
The Energy Funds invest in oil and gas assets (excluding fee mineral rights), as well as in equity
and equity-related securities of companies that own or operate oil and gas assets. The Energy
Funds have the ability to acquire working interests and oil and natural gas leases both through
direct asset acquisitions and through corporate transactions acquiring entities that own these
assets.
Interests in the Energy Funds are privately offered only to qualified investors (institutional
investors and high net worth individuals) pursuant to exemptions available under the Securities
Act of 1933, as amended (the “Securities Act”), and the regulations promulgated thereunder.
Investors participate in each Energy Funds’ investments on the terms and conditions set forth in
the respective Energy Funds’ governing documents.
The Sponsor and its management team have significant expertise in the energy sector as well as
an integrated financial and technical team, existing acreage footprint, digitized intra-
departmentally integrated data, extensive network of industry and operator relationships,
proprietary investment underwriting and asset management processes.
The investment management services that we provide to the Energy Funds consist primarily of
investigating, structuring and negotiating investments and dispositions, monitoring the
performance of the assets and performing certain administrative services. These services are
provided pursuant to an investment management agreement with the Energy Funds and as a
result of a delegation of authority approved by the respective general partners of the Energy
Funds. We will manage the Energy Funds in accordance with its investment strategy as disclosed
in the Energy Funds’ confidential private placement memorandum and the private placement
memorandum supplement (the “Energy Offering Documents”).
RE FUND
The RE Fund invests in residential real estate located in the London metropolitan area of the
U.K. (including, without limitation, residential real estate properties with ancillary retail and/or
commercial space). The RE Fund may invest, directly or indirectly, in any (x) individual real
estate assets and/or real estate portfolios, (y) mortgages or other real estate related loans or
extensions of credit or (z) equity, debt or other interests (or options related thereto) in companies
or other entities that hold, are secured by or are related to real estate, including interests in
operating or service companies, or similar assets or interests.
The shares offered in the RE Fund have not been, and will not be, registered under the Securities
Act, the securities laws of any US, state or the securities laws of any other jurisdiction, nor is
such registration contemplated. The shares are being offered and sold in reliance on exemptions
from the registration requirements of the Securities Act and such laws. The RE Fund has not
been, and will not be, registered under the U.S. Investment Company Act of 1940, as amended,
and the rules and regulations promulgated thereunder (the “Investment Company Act”). The RE
Fund shares are being offered and sold only to “accredited investors” in private transactions
exempt from the registration requirements of the Securities Act. Each person investing in shares
must be an accredited investor for purposes of the Securities Act and, in most cases, a “qualified
purchaser” for the purposes of the Investment Company Act.
The Sponsor and its team intend to invest in residential real estate opportunities across the
London metropolitan area of the U.K. that provide both income and the opportunity for capital
appreciation. The investment management services that we provide to the RE Fund consist
primarily of investigating, structuring and negotiating investments and dispositions, monitoring
the performance of the assets and performing certain administrative services. These services are
provided pursuant to a management agreement with the RE Fund and as a result of a delegation
of authority approved by the Directors of the RE Fund. We will manage the RE Fund in
accordance with its investment strategy as disclosed in the RE Fund’s Offering Memorandum,
Articles of Association and each investor’s subscription agreement (the “RE Offering
Documents”).
Assets Under Management
As of December 31, 2023, the value of the assets under management were $1,645,926,208 for
the Funds.