9AT: ROBERT GORDON & ASSOCIATES INC

Adviser Profile

As of Date	02/15/2024
Registration status	Terminated
ADV Location	SPRINGFIELD, IL, United States
Contact Info	217 xxxxxxx
Websites

AUM^*	265,855,698 -8%
of that, discretionary	200,619,523 7%
Number of Employees	7
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	365,186 -45%
% High Net Worth	9.07% -26%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FOUNDERS FINANCIAL SECURITIES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.1b	#Funds-
Adviser FIRST AFFIRMATIVE FINANCIAL NETWORK LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM905.2m	#Funds-
Adviser J. W. COLE ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.2b	#Funds-
Adviser 4WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM275.3m	#Funds-
Adviser CG ADVISORY SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.6b	#Funds-
Adviser BEAUMONT FINANCIAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.8b	#Funds-
Adviser CONRAD CAPITAL MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM90.7m	#Funds-
Adviser MCDONALD PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund19.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.8m	AUM1.3b	#Funds4
Adviser IC ADVISORY SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.1b	#Funds-
Adviser WATER STREET FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM147.3m	#Funds-

Brochure Summary

Overview

Robert A. Gordon, CFP®, MS, is the principal owner of Robert Gordon & Associates, Inc. (“RGA”) that was founded in 1983. We are a comprehensive financial planning and professional asset management firm registered with the Securities and Exchange Commission as a corporate Registered Investment Advisor. Our SEC file number is 801-33642 and CRD file number is 106037. We offer sound financial planning advice regarding wealth management, taxes, investments, insurance, pensions, retirement, estate planning, and general financial matters. Also, an ongoing consultation service is available for clients who need frequent advice. We tailor our advisory services to the individual needs of clients. As of December 31, 2022, the firm managed assets valued at $265,855,699.60. Non-discretionary assets total $65,236,175.90, discretionary assets total $200,619,523.70. RGA Savvy Portfolios. Established 1/1/2018 We also provide portfolio management services through Institutional Intelligent Portfolios (IIP), an automated, online investment management platform for use by independent investment advisors and sponsored by Schwab Wealth Investment Advisory, Inc. (the “Program” and “SWIA,” respectively). Through the Program we offer clients a range of investment strategies we have constructed and manage, each consisting of

a portfolio of exchange traded funds (“ETFs”), and a cash allocation. The client may instruct us to exclude up to three ETFs from their portfolio. The client’s portfolio is held in a brokerage account opened by the client at SWIA’s affiliate, Charles Schwab & Co., Inc. (“CS&Co”). We are independent of and not owned by, affiliated with, or sponsored or supervised by SWIA, CS&Co or their affiliates (together, “Schwab”). The Program is described in the Schwab Wealth Investment Advisory, Inc. Institutional Intelligent Portfolios Disclosure Brochure (the “Program Disclosure Brochure”), which is presented to clients by SWIA during the online enrollment process. We, and not Schwab, are the client’s investment advisor and primary point of contact with respect to the Program. SWIA’s role is limited to delivering the Program Disclosure Brochure to the clients and administering the Program so that it operates as described in the Program Disclosure Brochure. We do not pay SWIA fees for its services in the Program. As an independent firm, we work for our clients only, and base our investment decisions on objective analysis and independent research. All client account information is kept in strict confidence. Each account is managed individually by a CFP® Professional. Our minimum initial account size is $50,000.

ROBERT GORDON & ASSOCIATES INC

ROBERT GORDON & ASSOCIATES INC

GORDON ROBERT & ASSOCIATES INC

ROBERT GORDON & ASSOCIATES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ROBERT GORDON & ASSOCIATES INC ROBERT GORDON & ASSOCIATES INC GORDON ROBERT & ASSOCIATES INC ROBERT GORDON & ASSOCIATES, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ROBERT GORDON & ASSOCIATES INC

ROBERT GORDON & ASSOCIATES INC

GORDON ROBERT & ASSOCIATES INC

ROBERT GORDON & ASSOCIATES, INC.