Adviser Profile

AUM* 399,170,742 31%
of that, discretionary 379,801,148 32%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 585,294 21%
% High Net Worth 47.50% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

380M 326M 271M 217M 163M 109M 54M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46432F396 Stock NameISHARES TR $ Position$30,766,959 % Position10.00% $ Change83.00% # Change28.00%
Stck Ticker78464A649 Stock NameSPDR SERIES TRUST $ Position$32,089,292 % Position10.00% $ Change-8.00% # Change-7.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$24,096,554 % Position8.00% $ Change23.00% # Change-4.00%
Stck Ticker46432F339 Stock NameISHARES TR $ Position$18,145,522 % Position6.00% $ Change3.00% # Change-10.00%
Stck Ticker46432F370 Stock NameISHARES TR $ Position$17,783,971 % Position6.00% $ Change1.00% # Change-10.00%
Stck Ticker46429B697 Stock NameISHARES TR $ Position$14,900,086 % Position5.00% $ Change-4.00% # Change-8.00%
Stck Ticker46432F834 Stock NameISHARES TR $ Position$15,905,155 % Position5.00% $ Change2.00% # Change-7.00%
Stck Ticker46435G672 Stock NameISHARES TR $ Position$12,654,957 % Position4.00% $ Change-25.00% # Change-26.00%
Stck Ticker97717X594 Stock NameWISDOMTREE TR $ Position$12,533,591 % Position4.00% $ Change9.00% # Change0.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$9,002,076 % Position3.00% $ Change18.00% # Change3.00%

Brochure Summary