Adviser Profile

As of Date 04/16/2026
Registration SEC, Approved, 05/27/2004
Other registrations (1)
ADV Location CLAREMONT, CA, United States
Contact Info 909 xxxxxxx
Websites
AUM* 1,034,493,750 27%
of that, discretionary 995,000,934 35%
Number of Employees 15 7%
of those in investment advisory functions 9 13%
Private Fund GAV* 0
Avg Account Size 1,606,357 22%
% High Net Worth 63.09% 19%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

995M 853M 711M 569M 426M 284M 142M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameS&P 500 DEPOSITORY RECEIPT $ Position$145,245,752 % Position25.00% $ Change-4.00% # Change1.00%
Stck Ticker46429B747 Stock NameISHARES 0-5 YEAR TIPS BOND ET $ Position$48,583,358 % Position8.00% $ Change17.00% # Change15.00%
Stck Ticker92206C102 Stock NameVANGUARD SHORT TERM TREASURY $ Position$35,606,861 % Position6.00% $ Change2.00% # Change3.00%
Stck Ticker92206C409 Stock NameVANGUARD SHORT-TERM CORPORATE $ Position$20,384,817 % Position4.00% $ Change4.00% # Change4.00%
Stck Ticker464287432 Stock NameISHARES BARCLAYS 20 YEAR TRE $ Position$22,737,021 % Position4.00% $ Change3.00% # Change3.00%
Stck Ticker922908553 Stock NameVANGUARD REIT INDEX ETF $ Position$15,554,677 % Position3.00% $ Change1.00% # Change1.00%
Stck Ticker78464A516 Stock NameSPDR BARCLAYS INTL TREASURY B $ Position$15,878,370 % Position3.00% $ Change4.00% # Change7.00%
Stck Ticker46138G805 Stock NameINVESCO TAXABLE MUNICIPAL BON $ Position$18,012,327 % Position3.00% $ Change1.00% # Change2.00%
Stck Ticker72201R775 Stock NamePIMCOTOTAL RETURN ETF $ Position$11,626,052 % Position2.00% $ Change3.00% # Change4.00%
Stck Ticker464287200 Stock NameISHARES S&P 500 INDEX ETF $ Position$14,188,773 % Position2.00% $ Change-5.00% # Change0.00%

Brochure Summary