Adviser Profile

AUM* 456,772,774 32%
of that, discretionary 456,772,774 32%
Number of Employees 8 14%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 1,139,084 21%
% High Net Worth 42.31% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

457M 392M 326M 261M 196M 131M 65M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$17,248,693 % Position6.00% $ Change-12.00% # Change-2.00%
Stck Ticker219350105 Stock NameCORNING INC $ Position$12,586,886 % Position4.00% $ Change21.00% # Change-22.00%
Stck Ticker46641Q837 Stock NameJPMORGAN $ Position$11,788,901 % Position4.00% $ Change18.00% # Change18.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$11,367,555 % Position4.00% $ Change-16.00% # Change10.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$10,005,927 % Position3.00% $ Change-8.00% # Change-1.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$9,901,887 % Position3.00% $ Change1.00% # Change-10.00%
Stck Ticker46654Q773 Stock NameJPMORGAN LTD $ Position$9,651,720 % Position3.00% $ Change58.00% # Change58.00%
Stck Ticker032654105 Stock NameANALOG DEVICES $ Position$9,182,797 % Position3.00% $ Change15.00% # Change-2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$8,545,709 % Position3.00% $ Change-11.00% # Change-3.00%
Stck Ticker38141G104 Stock NameGOLDMAN SACHS $ Position$8,506,436 % Position3.00% $ Change-5.00% # Change-2.00%

Brochure Summary