Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 07/11/2019
ADV Location WAPPINGERS FALLS, NY, United States
Contact Info (84 xxxxxxx
Websites
AUM* 268,400,685 41%
of that, discretionary 268,400,685 41%
Number of Employees 5
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 357,868 -27%
% High Net Worth 24.43% 62%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

268M 230M 192M 153M 115M 77M 38M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$21,287,171 % Position14.00% $ Change18.00% # Change4.00%
Stck Ticker464285204 Stock NameISHARES GOLD TR $ Position$7,153,364 % Position5.00% $ Change-1.00% # Change17.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$5,416,512 % Position4.00% $ Change13.00% # Change-2.00%
Stck Ticker921909768 Stock NameVANGUARD STAR FDS $ Position$5,903,615 % Position4.00% $ Change22.00% # Change11.00%
Stck Ticker921937827 Stock NameVANGUARD BD INDEX FDS $ Position$5,178,542 % Position3.00% $ Change34.00% # Change34.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$4,199,543 % Position3.00% $ Change2.00% # Change3.00%
Stck Ticker459200101 Stock NameINTERNATIONAL BUSINESS MACHS $ Position$3,773,630 % Position3.00% $ Change15.00% # Change-1.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION $ Position$3,827,258 % Position3.00% $ Change-20.00% # Change-5.00%
Stck Ticker464287408 Stock NameISHARES TR $ Position$4,142,573 % Position3.00% $ Change12.00% # Change4.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$3,974,674 % Position3.00% $ Change11.00% # Change0.00%

Brochure Summary