Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 02/23/2023
Other registrations (10)
ADV Location HOT SPRINGS, AR, United States
Contact Info 501 xxxxxxx
Websites
AUM* 125,000,000 -3%
of that, discretionary 125,000,000 -3%
Number of Employees 7 17%
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 168,011 27%
% High Net Worth 14.74% -19%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

129M 111M 92M 74M 55M 37M 18M
2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary