Komorebi Global LLC (“KOMOREBI” or the “Firm”) is an investment advisory firm with its
principal place of business located in Miami, Florida, organized as a Florida limited liability
company in July 2020. As used in this brochure, the words "we," "our," and "us" refer to
KOMOREBI and the words "you," "your," and "client" refer to you as either a client or
prospective client of our firm. Also, you may see the term "associated person" throughout
this brochure. As used in this brochure, our associated persons refer to our officers,
employees, and all individuals providing investment advice on behalf of our firm.
The sole shareholder of KOMOREBI is Nolan Farhy. Nolan Farhy serves as the Firm’s Chief
Executive Officer and Chief Compliance Officer (“CCO”). More information about our
related persons is found in Item 10, Other Financial Industry Activities and Affiliations.
A. SERVICES
KOMOREBI offers discretionary and non-discretionary investment advisory services for
domestic and foreign high net worth individuals, trusts, family offices and institutions
through separately managed accounts (each a “Client” and collectively the “Clients”). Every
Client signs an investment advisory agreement (“Agreement”), setting forth the relevant
terms and conditions of the advisory relationship with us. Clients may impose reasonable
restrictions on investing in certain securities, types of securities or industry sectors.
KOMOREBI customizes the nature and scope of its services based on a particular Client’s
current and anticipated financial condition, risk tolerance and goals, and these services
may include consulting on portfolio construction, investment opportunities, hedging of
existing assets and/or such other advisory services as KOMOREBI and such Client may
agree. Information provided by the Client is also collected during meetings, interviews
and/or by completing questionnaires. KOMOREBI will work with each Client to establish an
appropriate investment profile. After defining the Client’s appropriate investment profile,
the investment strategy is implemented through a combination of investment products.
For non-discretionary Clients, we provide research, advice and recommendations.
However, you must provide specific consent prior to each transaction. If we enter into a
non-discretionary arrangement with you, you have an unrestricted right to decline to
implement any advice provided by our Firm.
Within discretionary portfolio management, KOMOREBI will define the Client’s appropriate
investment profile and recommend one of the following strategies: Income, Moderate,
Balanced, Growth, Equity and Precious Metals. More information about the investment
strategies is found in Item 8.
In accordance with the Agreement, the Client grants the Adviser full discretionary authority
to invest, reinvest and otherwise deal with the allocated assets in their discretion, including
without limitation the authority to select, allocate and reallocate the assets in your account,
when the Adviser deems
it appropriate and without prior consultation with you to buy, sell,
convert and otherwise trade in any security for the allocated assets. The Adviser works
with a disciplined and systematic investment decision process. The approach is built upon
financial market analysis and an economic scenario defined by the Adviser. Fundamental
and technical analysis is used to identify investments for recommendations that are
suitable and have a reasonable basis for recommendations.
The advisory agreement entered by KOMOREBI shall be in accordance with the
requirements of the Advisers Act and other applicable federal and state law.
Additional services may include implementation of investment recommendations,
quarterly portfolio evaluations, consultation, and assistance with the implementation of
suggested planning strategies.
In conjunction with the implementation of your financial plan and/or the management of
your portfolio, we may manage your assets on a discretionary basis or non-discretionary
basis through our managed account program and/or we may refer you to use the services
of unaffiliated, Third Party Money Managers ("TPMMs"), whose services are described in
their respective Form ADV Disclosure Brochures. We will determine which programs and
strategies are most appropriate for you, based upon your individual circumstances, needs,
and investment objectives, and, as described below, may exercise discretion in hiring and
firing TPMMs for the management of your account's assets. You will also be provided the
TPMM's Form ADV Disclosure brochure.
B. WRAP FEE PROGRAMS
Wrap Fee Programs are arrangements between broker-dealers, investment advisers,
banks, and other financial institutions and affiliated and unaffiliated investment advisers
through which clients of such firms receive discretionary investment advisory, execution,
clearing, and custodial services in a “bundled” form. In exchange for these “bundled”
services, clients pay an all-inclusive (or “wrap”) fee determined as a percentage of the
assets held in the wrap account.
KOMOREBI offers a Wrap Fee Program sponsored and managed by Mariva Capital Markets,
LLC, which provides clients participating in the program with different asset allocation
models for a single fee that includes administrative fees, management fees, and
commissions. Transactions in the wrap fee program accounts are executed through
Pershing LLC ("Pershing") the “Custodian(s"). The custodians are securities broker-dealers
and members of the Financial Industry Regulatory Authority ("FINRA") and the Securities
Investor Protection Corporation ("SIPC"). Mariva Capital Markets maintains a wrap fee
program brochure (Part 2A, Appendix 1) for clients who elect to invested in the program.
More information regarding the wrap fee program may be found in the firm's Part 2A,
Appendix 1.
C. ASSETS UNDER MANAGEMENT
As of December 31, 2023 KOMOREBI maintained approximately $79,931,219 in Assets
Under Management (AUMs), all non-discretionary.