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Adviser Profile

As of Date 05/03/2024
Adviser Type - Related adviser
Number of Employees 2
of those in investment advisory functions 1
Registration SEC, Approved, 10/21/2022
AUM* 43,401,298 25.80%
of that, discretionary 43,401,298 25.80%
Private Fund GAV* 42,239,365 2.96%
Avg Account Size 21,700,649 25.80%
SMA’s No
Private Funds 2
Contact Info 925 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management

Recent News

Reported AUM

Discretionary
Non-discretionary
35M 30M 25M 20M 15M 10M 5M
2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeVenture Capital Fund Count2 GAV$42,239,365

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Brochure Summary

Overview

Our firm is a Limited Liability Company formed in the State of California and established in 2022. Greg Hitchan and Don Garman are owners of TVV Advisers, LLC (“TVV,” “we,” “us,” or “our”). Advisory Services TVV provides investment advisory services to privately offered pooled investment vehicles (the “Funds”) that rely on an exemption found in Rule 506 of Regulation D under the Securities Act from having to register their securities and an exclusion found in Section 3(c)(1) or 3(c)(7) of the Investment Company Act of 1940, as amended (the “Investment Company Act”) from having to register the Funds as investment companies. For purposes of this disclosure brochure, the Funds are also referred to herein as the “clients” of TVV. The Funds currently include Tri Valley Ventures I, L.P. and Tri Valley Ventures II, L.P. TVV GP, LLC and TVV GP II, LLC, respectively, serve as the General Partner for Tri Valley Ventures I, L.P. and Tri Valley Ventures II, L.P. While TVV has the authority to make investment recommendations to the Funds, it does not possess the authority to select investment opportunities or to make investment- related decisions on behalf of the Funds.
Investors in the Funds must be accredited investors, as defined in Rule 501(a) under the Securities Act of 1933 and may be required to meet other eligibility standards. The Funds were organized to acquire, hold, and dispose of equity securities issued primarily by early- stage technology companies with some nexus to the Tri-Valley area in northern California. Investment strategies for each Fund may differ depending on the mandate and anticipated investments for each Fund. Investments are not customized for the investment objectives or needs of individual Fund investors, and individual Fund investors will not have authority to manage the affairs or investments of any Fund. Information pertaining to each Fund can be found in the Limited Partnership Agreement, Subscription Documents, or similar documents for each Fund (collectively, the “Offering Documents”). Investing in any of the Funds involves significant risks, including the potential loss of all amounts invested. Regulatory Assets Under Management As of December 31, 2023, TVV had $43,401,298 in assets under management. TVV does not offer wrap fee programs or manage separate accounts.