9AT: FIDELIS CAPITAL, LLC

other names

FIDELIS CAPITAL, LLC

Adviser Profile

As of Date	03/27/2025
ADV Location	BIRMINGHAM, AL, United States
Adviser Type - Related adviser
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 10/06/2006

AUM^*	12,358,370 -43%
of that, discretionary	5,452,822 29%
Private Fund GAV^*	6,905,548 -49%
Avg Account Size	4,119,457 -25%
% High Net Worth	66.67% 100%
SMA’s	Yes
Private Funds	1 1
Contact Info	205 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count1	GAV$6,905,548

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MAIRS & POWER VENTURE CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.2m	#Funds-
Adviser SWEATER INDUSTRIES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund236.0k	Other Fund-	Total Private Fund GAV472.0k	AUM15.3m	#Funds1
Adviser TVV ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund33.4m	Other Fund-	Total Private Fund GAV66.7m	AUM33.4m	#Funds2
Adviser NAVIGATE PRIVATE FUND ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ALL BLUE LABS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3m	#Funds-
Adviser MICKEY BARRETO MISSIONS-MANHATTAN SECURITIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser RIVERWALK CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.2m	#Funds2
Adviser OMERS VENTURES MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.4b	Other Fund-	Total Private Fund GAV2.7b	AUM-	#Funds6
Adviser INSTITUTIONAL VENTURE MANAGEMENT XV, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund1.8b	Other Fund-	Total Private Fund GAV3.5b	AUM-	#Funds2
Adviser PLAYGROUND GLOBAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund3.9b	Other Fund-	Total Private Fund GAV7.8b	AUM-	#Funds24

Brochure Summary

Overview

Firm Description Fidelis Capital, LLC, (“Fidelis”) was founded in 2001. Fidelis offers investment management services, defined as giving continuous advice to and making investments for clients, through separately managed accounts ("SMAs"). Fidelis also offers sub-advisory services to other registered investment advisers and to private investment funds. The owners of Fidelis are Steven McCall Dauphin, William Edward Reiser, Jr., and John Stanley Stein, III. Separately Managed Accounts For public-market SMA Clients, Fidelis recommends specific combinations of index Exchange-Traded Funds (ETFs) that, after consultation and mutual agreement with the Client, best meet the individual Client's investment objectives. Public-market SMA Clients are welcome to impose restrictions on investing in certain securities or types of securities. As of December

31, 2023, Fidelis manages $4,874,987 of public-market SMA Client assets on a discretionary basis and no public-market SMA Client assets on a non-discretionary basis. Sub-Advisory Services Fidelis is the investment sub-advisor to the WH&W Private Market Investment Fund I, LLC, and the Private Market Investment Fund II, LLC ("the Funds"). Fidelis provides the Funds with certain investment management and related services, including, but not limited to (i) identifying, evaluating, and structuring investment opportunities consistent with the Funds' investment guidelines (as set forth in the Funds' Private Offering Memorandum); (ii) monitoring investments made by the Funds; and (iii) disposing of and liquidating investments made by the Funds. As of December 31, 2023, Fidelis manages all $13,543,669 of the Funds' assets on a non-discretionary basis.

FIDELIS CAPITAL, LLC

Adviser Profile

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