Adviser Profile

As of Date 03/27/2026
Registration SEC, Approved, 06/30/1983
ADV Location NESCONSET, NY, United States
Contact Info 631 xxxxxxx
AUM* 571,907,843 20%
of that, discretionary 529,912,438 23%
Number of Employees 6
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 3,838,308 -4%
% High Net Worth 42.00% -29%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

530M 454M 379M 303M 227M 151M 76M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLP Filing Date09/12/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date01/10/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date09/28/2023 Form ADV-E View Report

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