SWARTHMORE ASSET MANAGEMENT LTD
  • SWARTHMORE ASSET MANAGEMENT LTD

Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 06/18/1992
ADV Location NEW YORK, NY, United States
Contact Info 212 xxxxxxx
AUM* 48,586,739 9%
of that, discretionary 48,586,739 9%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,156,827 6%
% High Net Worth 36.00%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

49M 42M 35M 28M 21M 14M 7M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name JAMES G. PIROLLI, CPA Filing Date08/01/2025 Form ADV-E View Report
Accounting Firm Name JAMES G. PIROLLI, CPA Filing Date08/28/2024 Form ADV-E View Report
Accounting Firm Name JAMES PIROLLI CPA Filing Date09/20/2023 Form ADV-E View Report

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