Adviser Profile

As of Date 03/25/2026
Registration SEC, Approved, 05/23/2001
Other registrations (1)
ADV Location WALNUT CREEK, CA, United States
Contact Info 925 xxxxxxx
Websites
AUM* 889,700,000 36%
of that, discretionary 889,700,000 36%
Number of Employees 7
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 617,847 30%
% High Net Worth 37.18% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

890M 763M 636M 508M 381M 254M 127M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary