9AT: ROBERTS, GLORE & CO.

Adviser Profile

As of Date	03/05/2026
Registration	SEC, Approved, 03/13/1984
ADV Location	DEERFIELD, IL, United States
Contact Info	224 xxxxxxx
Websites

AUM^*	938,401,916 19%
of that, discretionary	686,156,237 20%
Number of Employees	7
of those in investment advisory functions	5
Private Fund GAV^*	0
Avg Account Size	810,364 15%
% High Net Worth	46.85% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BEACON FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM745.9m	#Funds-
Adviser KASTEL CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM193.3m	#Funds-
Adviser STRONG TOWER ADVISORY SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM759.2m	#Funds-
Adviser DALE K. EHRHART, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM648.8m	#Funds-
Adviser RLC BUSINESS SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM75.5m	#Funds-
Adviser ROYALE ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM52.7m	#Funds-
Adviser OPUS CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser GRACE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM108.7m	#Funds-
Adviser HARTLINE INVESTMENT CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM935.5m	#Funds-
Adviser DB & C ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM252.2m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$24,474,661	% Position7.00%	$ Change-6.00%	# Change-1.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$16,411,077	% Position5.00%	$ Change-8.00%	# Change-1.00%
Stck Ticker02079K107	Stock NameALPHABET INC	$ Position$14,007,948	% Position4.00%	$ Change-14.00%	# Change-6.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$14,957,829	% Position4.00%	$ Change-20.00%	# Change5.00%
Stck Ticker478160104	Stock NameJOHNSON & JOHNSON	$ Position$12,535,861	% Position3.00%	$ Change15.00%	# Change-3.00%
Stck Ticker922020805	Stock NameVANGUARD MALVERN FDS	$ Position$11,743,645	% Position3.00%	$ Change3.00%	# Change2.00%
Stck Ticker922908769	Stock NameVANGUARD INDEX FDS	$ Position$10,729,490	% Position3.00%	$ Change1.00%	# Change6.00%
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$9,975,456	% Position3.00%	$ Change-11.00%	# Change-3.00%
Stck Ticker00287Y109	Stock NameABBVIE INC	$ Position$6,459,236	% Position2.00%	$ Change-6.00%	# Change-1.00%
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$5,659,112	% Position2.00%	$ Change-5.00%	# Change5.00%

Brochure Summary

Overview

Roberts, Glore & Co. (hereafter “RGCO,” “our firm,” or “we”) primarily provides fee-only investment advisory services to clients through either a discretionary or a non-discretionary relationship. RGCO was founded in 1984. Our principal owners are Clemens P. Ciupke and Jim L. Calaway. RGCO’s advisory services consist of the evaluation and management of our clients’ investment assets in light of each client’s long-term investment goals. As part of this process, we attempt to assess each client’s risk tolerance by taking into account several factors, including age, income needs, and willingness or ability to sustain investment losses. In view of each client’s risk tolerance and long-term investment goals, we allocate our clients’ investments among various asset classes (including cash equivalents, bonds, stocks, and other assets) with a view to maintaining an appropriate balance of potential principal growth and income generation. Within each asset class, we select or recommend individual securities that we think are reasonably valued. In the vast majority of cases, our investment advice is limited to publicly traded securities, including common stocks, bonds, mutual funds, closed-end funds, and exchange-traded funds or notes, among others. In certain limited cases, we may recommend

or monitor non- publicly-traded securities, such as limited partnership interests. We tailor our advisory services to the individual needs of our clients. Moreover, our clients may impose restrictions on investing in certain securities or types of securities. For instance, clients may request that we avoid investments in certain asset classes or in the securities of certain companies or companies within certain sectors. In August 2016, RGCO entered into a sub-advisory agreement with Tilden, Loucks & Woodnorth (“TLW”), after the death of TLW’s Managing Director, Ann Woodnorth. TLW is a Chicago-based investment advisory firm registered with the SEC and wholly owned by McDermott Holdings 1, LP, which also owns LaSalle St. Securities, LLC (“LSS”). In its role as sub-advisor to TLW, RGCO has agreed to provide non-discretionary investment advice to clients of TLW under the supervision of TLW and LSS. RGCO has not assumed management or operational responsibilities for TLW, nor does RGCO hold an ownership stake in TLW. As of December 31, 2023, RGCO managed $573,992,608 of client assets on a discretionary basis and $65,921,259 of client assets on a non-discretionary basis. RGCO also served as sub-advisor on a non-discretionary basis for $149,850,840 of TLW client assets.

ROBERTS, GLORE & CO.

ROBERTS, GLORE & CO.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

ROBERTS, GLORE & CO. ROBERTS, GLORE & CO.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

ROBERTS, GLORE & CO.

ROBERTS, GLORE & CO.