9AT: RLC BUSINESS SERVICES, INC.

Adviser Profile

As of Date	10/15/2024
Registration status	Terminated
ADV Location	NAPLES, FL, United States
Contact Info	239 xxxxxxx

AUM^*	75,469,789 -22%
of that, discretionary	52,892,589 -30%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	2,156,280 -78%
% High Net Worth	50.00%
SMA’s	Yes
Private Funds	0

Adviser Type

- Mid-sized advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ROBERTS, GLORE & CO.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM938.4m	#Funds-
Adviser ROYALE ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM52.7m	#Funds-
Adviser KASTEL CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM193.3m	#Funds-
Adviser BEACON FINANCIAL GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM745.9m	#Funds-
Adviser DALE K. EHRHART, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM648.8m	#Funds-
Adviser STRONG TOWER ADVISORY SERVICES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM759.2m	#Funds-
Adviser GRACE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM108.7m	#Funds-
Adviser HARTLINE INVESTMENT CORPORATION	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM935.5m	#Funds-
Adviser OPUS CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser RIVERGLADES FAMILY OFFICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM221.4m	#Funds-

Brochure Summary

Overview

Investment Advisory Services RLC Business Services, Inc. ("Adviser" or “RLC”) is a specialized investment advisory firm formed in 1998, and located in Naples, Florida. RLC is an investment advisory firm registered with the U.S. Securities and Exchange Commission. Dennis L. Ritchie is the firm’s principal shareholder. RLC provides investment supervisory services defined as giving continuous advice to a client or making investments for a client based on the individual needs of the client. RLC’s advisory services provide on-going and personal investment advice and managing client portfolios on a discretionary basis. Through personal discussions in which goals and objectives based on a client's particular circumstances are established, RLC develops a personal investment policy and

creates and manages a portfolio consisting entirely of Government Agency and Treasury instruments, municipal bonds and certificates of deposit based on that policy. Our firm provides this service to individuals, trusts, estates, charitable organizations and corporations. RLC manages client portfolios on a discretionary and non-discretionary basis. Portfolio supervision is guided by the objectives of each client which may change from time to time or over time. RLC client objectives typically include, safety, income, (taxable or non-taxable income) or a combination of these objectives). As of December 31, 2021, our firm managed a total of $96,172,563. Our discretionary assets stand at a total of $75,538,189 and our non-discretionary assets stand at a total of $20,634,374.

RLC BUSINESS SERVICES, INC.

RLC BUSINESS SERVICES, INC.

RLC BUSINESS SERVICES INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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RLC BUSINESS SERVICES, INC. RLC BUSINESS SERVICES, INC. RLC BUSINESS SERVICES INC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

RLC BUSINESS SERVICES, INC.

RLC BUSINESS SERVICES, INC.

RLC BUSINESS SERVICES INC