Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 05/18/1990
ADV Location WINNETKA, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 935,481,549 42%
of that, discretionary 669,337,652 46%
Number of Employees 6
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 2,056,003 45%
% High Net Worth 33.83% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

669M 574M 478M 382M 287M 191M 96M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

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Stck Ticker023135106 Stock NameAMAZON COM INC COM $ Position$29,928,191 % Position3.00% $ Change-8.00% # Change2.00%
Stck Ticker18915M107 Stock NameCLOUDFLARE INC CL A COM $ Position$24,867,478 % Position3.00% $ Change4.00% # Change0.00%

Brochure Summary