| As of Date | 02/24/2026 |
| Registration | SEC, Approved, 12/31/1987 |
| ADV Location | ROCKY MOUNT, NC, United States |
| Contact Info | 252 xxxxxxx |
| Websites |
| AUM* | 598,471,988 18% |
| of that, discretionary | 566,294,885 22% |
| Number of Employees | 9 -10% |
| of those in investment advisory functions | 5 |
| Private Fund GAV* | 0 |
| Avg Account Size | 367,612 5% |
| % High Net Worth | 27.85% 94% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Hourly charges
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser WR WEALTH PLANNERS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM482.2m | #Funds- | |
| Adviser ROVIN CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund20.0m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund31.0m | Total Private Fund GAV51.0m | AUM917.3m | #Funds2 | |
| Adviser PACIFIC WEALTH STRATEGIES GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM253.2m | #Funds- | |
| Adviser ADVANTAGE INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM215.4m | #Funds- | |
| Adviser INVESTMENT MANAGEMENT ASSOCIATES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM810.0m | #Funds- | |
| Adviser FIDELIS WEALTH ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM210.4m | #Funds- | |
| Adviser INTEGRITY FINANCIAL CORPORATION | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM868.1m | #Funds- | |
| Adviser REDWOOD WEALTH MANAGEMENT GROUP, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM317.2m | #Funds- | |
| Adviser HORST & GRABEN WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM920.1m | #Funds- | |
| Adviser WALKER FINANCIAL ADVISORS INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM233.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker02079K305 | Stock NameALPHABET INC | $ Position$33,478,428 | % Position7.00% | $ Change23.00% | # Change-1.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$26,087,948 | % Position6.00% | $ Change13.00% | # Change-1.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION | $ Position$26,143,209 | % Position6.00% | $ Change18.00% | # Change3.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO | $ Position$25,229,104 | % Position5.00% | $ Change12.00% | # Change0.00% |
| Stck Ticker023135106 | Stock NameAMAZON COM INC | $ Position$18,275,911 | % Position4.00% | $ Change14.00% | # Change0.00% |
| Stck Ticker931142103 | Stock NameWALMART INC | $ Position$20,958,152 | % Position4.00% | $ Change-9.00% | # Change-1.00% |
| Stck Ticker149123101 | Stock NameCATERPILLAR INC | $ Position$12,334,423 | % Position3.00% | $ Change47.00% | # Change-2.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$16,487,334 | % Position3.00% | $ Change8.00% | # Change7.00% |
| Stck Ticker580135101 | Stock NameMCDONALDS CORP | $ Position$9,042,680 | % Position2.00% | $ Change-11.00% | # Change2.00% |
| Stck Ticker00287Y109 | Stock NameABBVIE INC | $ Position$10,552,585 | % Position2.00% | $ Change16.00% | # Change0.00% |