Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 11/15/1999
ADV Location RAMSEY, NJ, United States
Contact Info 201 xxxxxxx
Websites
AUM* 252,750,357 28%
of that, discretionary 242,390,045 32%
Number of Employees 9 -10%
of those in investment advisory functions 5 -44%
Private Fund GAV* 0
Avg Account Size 323,210 27%
% High Net Worth 23.39% 82%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

350M 300M 250M 200M 150M 100M 50M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name HBK CPAS & CONSULTANTS Filing Date08/18/2025 Form ADV-E View Report
Accounting Firm Name HBK CPA AND CONSULTANTS Filing Date09/26/2024 Form ADV-E View Report
Accounting Firm Name HILL, BARTH & KING, LLC Filing Date01/26/2024 Form ADV-E View Report

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Brochure Summary