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Adviser Profile

As of Date 04/13/2026
Registration SEC, Approved, 06/05/2008
Other registrations (6)
ADV Location DAVENPORT, IA, United States
Contact Info 563 xxxxxxx
Websites
AUM* 3,733,313,940 143%
of that, discretionary 3,483,309,941 145%
Number of Employees 306 -3%
of those in investment advisory functions 168 53%
Private Fund GAV* 0
Avg Account Size 225,278 19%
% High Net Worth 24.16% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

3B 3B 2B 2B 1B 995M 498M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ ADVISORS, LLC Filing Date03/27/2025 Form ADV-E View Report
Accounting Firm Name MAYER HOFFMAN MCCANN P.C. Filing Date04/08/2024 Form ADV-E View Report

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Top Holdings

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Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$46,876,856 % Position2.00% $ Change23.00% # Change0.00%
Stck Ticker464288679 Stock NameISHARES TR $ Position$47,066,026 % Position2.00% $ Change-18.00% # Change-18.00%
Stck Ticker78468R663 Stock NameSPDR SERIES TRUST $ Position$37,164,574 % Position2.00% $ Change1933.00% # Change1927.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$39,920,558 % Position2.00% $ Change-9.00% # Change2.00%
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Stck Ticker02079K107 Stock NameALPHABET INC $ Position$11,953,232 % Position1.00% $ Change-9.00% # Change0.00%

Brochure Summary