Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 09/24/1973
ADV Location DARIEN, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 588,975,599 31%
of that, discretionary 250,563,385 16%
Number of Employees 5
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 2,327,967 21%
% High Net Worth 22.53% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

378M 324M 270M 216M 162M 108M 54M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K107 Stock NameALPHABET INC CAP STK CL C $ Position$8,703,947 % Position5.00% $ Change-13.00% # Change-4.00%
Stck Ticker039483102 Stock NameARCHER DANIELS MIDLAND CO COM $ Position$9,744,676 % Position5.00% $ Change23.00% # Change-3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$8,829,054 % Position5.00% $ Change-29.00% # Change-7.00%
Stck Ticker023135106 Stock NameAMAZON COM INC COM $ Position$8,585,446 % Position5.00% $ Change-11.00% # Change-1.00%
Stck Ticker874039100 Stock NameTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS $ Position$7,652,265 % Position4.00% $ Change-17.00% # Change-25.00%
Stck Ticker11135F101 Stock NameBROADCOM INC COM $ Position$7,432,623 % Position4.00% $ Change-13.00% # Change-3.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$5,137,526 % Position3.00% $ Change0.00% # Change7.00%
Stck Ticker68389X105 Stock NameORACLE CORP COM $ Position$5,528,114 % Position3.00% $ Change-31.00% # Change-9.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO COM $ Position$5,002,974 % Position3.00% $ Change-10.00% # Change-2.00%
Stck Ticker166764100 Stock NameCHEVRON CORPORATION COM $ Position$3,015,401 % Position2.00% $ Change17.00% # Change-14.00%

Brochure Summary