| As of Date | 02/09/2026 |
| Registration | SEC, Approved, 02/03/1972 |
| ADV Location | KENTFIELD, CA, United States |
| Contact Info | 415 xxxxxxx |
| AUM* | 282,468,089 17% |
| of that, discretionary | 282,468,089 17% |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 3,530,851 229% |
| % High Net Worth | 61.45% 4% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- A percentage of assets under your management
- Hourly charges
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser ROTH ASSET MANAGEMENT, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM132.0m | #Funds- | |
| Adviser LSIA | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM932.1m | #Funds- | |
| Adviser GARDE CAPITAL, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM2.7b | #Funds- | |
| Adviser COMPLETE ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM84.2m | #Funds- | |
| Adviser LAFAYETTE INVESTMENTS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM942.8m | #Funds- | |
| Adviser MEADOWBROOK INVESTMENT ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM185.2m | #Funds- | |
| Adviser POPE ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM114.8m | #Funds- | |
| Adviser TAURUS ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.4b | #Funds- | |
| Adviser BEADELL A D INVESTMENT COUNSEL INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM250.0m | #Funds- | |
| Adviser GREGORY LYLE & CO. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM192.2m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker02079K305 | Stock NameALPHABET, INC. | $ Position$11,866,163 | % Position10.00% | $ Change-41.00% | # Change-36.00% |
| Stck Ticker037833100 | Stock NameAPPLE INC | $ Position$9,946,791 | % Position8.00% | $ Change-59.00% | # Change-57.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$9,842,080 | % Position8.00% | $ Change-48.00% | # Change-32.00% |
| Stck Ticker46625H100 | Stock NameJPMORGAN CHASE & CO | $ Position$8,480,927 | % Position7.00% | $ Change-47.00% | # Change-42.00% |
| Stck Ticker49456B101 | Stock NameKINDER MORGAN, INC. | $ Position$6,156,611 | % Position5.00% | $ Change-54.00% | # Change-62.00% |
| Stck TickerG5876H105 | Stock NameMARVELL TECHNOLOGY, INC. | $ Position$6,642,788 | % Position5.00% | $ Change-71.00% | # Change-75.00% |
| Stck Ticker060505104 | Stock NameBANK OF AMERICA CORPORATION | $ Position$5,522,741 | % Position5.00% | $ Change-63.00% | # Change-58.00% |
| Stck Ticker369604103 | Stock NameGE AEROSPACE | $ Position$6,398,446 | % Position5.00% | $ Change-68.00% | # Change-65.00% |
| Stck Ticker36828A101 | Stock NameGE VERNOVA INC. | $ Position$5,065,002 | % Position4.00% | $ Change-52.00% | # Change-62.00% |
| Stck Ticker808513015 | Stock NameSCHWAB CHARLES CORP NEW | $ Position$4,409,542 | % Position4.00% | $ Change-48.00% | # Change-44.00% |