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Adviser Profile

As of Date 06/28/2024
Adviser Type - Large advisory firm
Number of Employees 54 10.20%
of those in investment advisory functions 17 13.33%
Registration SEC, Approved, 7/6/2005
AUM* 7,153,932,695 1.82%
of that, discretionary 7,153,932,695 1.82%
Private Fund GAV* 5,717,398,856 -43.56%
Avg Account Size 397,440,705 35.75%
SMA’s No
Private Funds 18 5
Contact Info 212 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
32B 27B 23B 18B 14B 9B 5B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count18 GAV$5,717,398,856

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287955 Stock NameISHARES TR (PUT) $ Position$608,670,000 % Position19.00% $ Change189.00% # Change200.00%
Stck Ticker674599162 Stock NameOCCIDENTAL PETE CORP $ Position$112,875,990 % Position4.00% $ Change-6.00% # Change-2.00%
Stck Ticker345370CZ1 Stock NameFORD MTR CO DEL $ Position$136,748,250 % Position4.00% $ Change-12.00% # Change-10.00%
Stck Ticker337932AR8 Stock NameFIRSTENERGY CORP $ Position$97,016,080 % Position3.00% $ Change # Change
Stck Ticker530307305 Stock NameLIBERTY BROADBAND CORP $ Position$61,834,274 % Position2.00% $ Change17.00% # Change23.00%
Stck Ticker457985AM1 Stock NameINTEGRA LIFESCIENCES HLDGS C $ Position$50,650,590 % Position2.00% $ Change5.00% # Change6.00%
Stck Ticker252131AK3 Stock NameDEXCOM INC $ Position$55,514,650 % Position2.00% $ Change # Change
Stck Ticker653656AB4 Stock NameNICE LTD $ Position$56,605,800 % Position2.00% $ Change-6.00% # Change4.00%
Stck Ticker594972AE1 Stock NameMICROSTRATEGY INC $ Position$47,371,864 % Position2.00% $ Change-42.00% # Change-37.00%
Stck Ticker722304AC6 Stock NamePDD HOLDINGS INC $ Position$51,416,040 % Position2.00% $ Change-1.00% # Change-3.00%

Brochure Summary

Overview

This brochure relates to the investment advisory services offered by Highbridge Capital Management, LLC (“HCM”). HCM is registered with the Securities and Exchange Commission (the “SEC”) as an investment adviser pursuant to the U.S. Investment Advisers Act of 1940, as amended (the “Advisers Act”). HCM generally provides investment advisory services directly to its Clients (as defined herein). HCM is a global alternative investment management firm founded in 1992. The firm has developed a leading, diversified investment platform that currently offers credit and volatility focused private investment funds. HCM manages capital for sophisticated investors, including financial institutions, public and corporate pension funds, sovereign wealth funds, endowments and family offices. HCM is based in New York with a research presence in London. HCM, together with 55I, LLC, Bear Stearns Asset Management Inc., Campbell Global, LLC, J.P. Morgan Alternative Asset Management, Inc., JPMorgan Asset Management (Asia Pacific) Limited, JPMorgan Asset Management (UK) Limited, J.P. Morgan Investment Management, Inc., JPMorgan Funds Limited, and Security Capital Research & Management Incorporated, each an SEC registered
investment adviser, various affiliated foreign investment advisers and the asset management division of JPMorgan Chase Bank, N.A. comprise the Asset Management (“AM”) business of J.P. Morgan Asset & Wealth Management. J.P. Morgan Asset Management is the marketing name for the AM businesses of JPMorgan Chase & Co. and its affiliates worldwide. HCM is a subsidiary of JPMorgan Asset Management Holdings Inc., a wholly owned, indirect subsidiary of JPMorgan Chase & Co. (together with its affiliates, or as the context otherwise requires, “JPM”). JPMorgan Chase & Co. is a publicly traded global financial services firm. HCM provides investment advisory services to Clients pursuant to the investment objectives, strategies and restrictions as set forth in each Client’s offering documents and/or agreements with each Client. HCM currently does not participate in wrap fee programs, but it may do so in the future. As of December 31, 2023, HCM had assets under management in the amounts set forth below: Assets Under Management U.S. Dollar Amount Assets Managed on a Discretionary Basis $ 7,153,932,695 Assets Managed on a Non-Discretionary Basis $ 0 Total Assets Under Management $ 7,153,932,695