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Adviser Profile

As of Date 03/25/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 6
of those in investment advisory functions 3
Registration SEC, Approved, 09/23/2009
AUM* 334,790,240 -9.06%
of that, discretionary 334,790,240 -9.06%
Private Fund GAV* 3,540,341
Avg Account Size 959,284 6.58%
% High Net Worth 9.69% -11.16%
SMA’s Yes
Private Funds 6
Contact Info 201 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
619M 531M 442M 354M 265M 177M 88M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count6 GAV$3,540,341

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Brochure Summary