9AT: XYPN INVEST

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PUTNAM INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM117.2b	#Funds-
Adviser LINCOLN ADVISORY GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.2b	#Funds-
Adviser VCC ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM956.8m	#Funds-
Adviser CONCINNITY ADVISORS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM203.3m	#Funds-
Adviser ATALANTA SOSNOFF CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser SOVEREIGN INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.3b	#Funds-
Adviser ACUITAS INVESTMENTS, LLC	Hedge Fund790.8k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.0m	Total Private Fund GAV4.8m	AUM1.5b	#Funds2
Adviser ASTEROZOA MANAGEMENT	Hedge Fund46.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV46.3m	AUM103.9m	#Funds5
Adviser PRINCETON FUND ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM780.0m	#Funds-
Adviser CHANNING CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.2b	#Funds-

Brochure Summary

Overview

A. XY Investment Solutions, LLC (the “Adviser,” “we,” “us,” or “our”) is an investment adviser founded in 2016, registered with the U.S. Securities and Exchange Commission (“SEC”) since 2020, and principally owned by XY Planning Network, Inc.
B. Adviser oﬀers the following types of advisory services: i.Discretionary Investment Management. Adviser provides ongoing discretionary investment management services to its clients based upon each client’s current ﬁnancial condition, goals, risk tolerance, income, liquidity requirements, investment time horizon, and other information that is relevant to the management of clients’ account(s). This information will then be used to make investment decisions that reﬂect clients’ individual needs and objectives on an initial and ongoing basis. Adviser’s investment decisions will allocate portions of clients’ account(s) to various asset classes classiﬁed according to historical and projected risks and rates of return.
Adviser will retain the discretion to buy, sell, or otherwise transact in securities and other investments in a client’s accounts without ﬁrst receiving the client’s speciﬁc approval for each transaction. Such discretionary authority is granted by a client in his or her investment management agreement with Adviser. Clients may impose restrictions on investing in certain securities or types of securities so long as such restrictions may reasonably be implemented by Adviser.
Adviser generally implements its investments strategy by allocating clients’ investable assets across a diversiﬁed risk-based portfolio, which may include assets such as no-load mutual funds and/or exchange traded funds (“ETFs”), stocks, bonds, certiﬁcates of deposit, municipal securities, U.S. Government securities, money market funds, and real estate investment trusts (“REITs”).
This portfolio is rebalanced periodically to remain in-line with the client’s agreed-upon asset allocation, though the asset allocation may be changed from time to time based on changes to a client’s speciﬁc situation. Clients may impose restrictions on investing in certain securities or types of securities so long as such restrictions may reasonably be implemented by Adviser.
ii.Financial Planning. When rendering ﬁnancial planning services (which may be provided either in connection with investment management services or as a standalone service), Adviser will evaluate and make recommendations with respect to various ﬁnancial planning topics that are relevant to a particular client. Such topics can include, for example, retirement planning, education savings, cash ﬂow management, debt reduction, estate planning, insurance needs, risk mitigation, tax planning, charitable giving strategies, and/or ﬁnancial goal tracking. Implementation of Adviser’s recommendations will be at the discretion of the client. Adviser may also facilitate tax preparation services

for clients by a third-party, the cost of which will either be borne by the client or Adviser, as provided in the client’s investment advisory agreement.
When rendering ﬁnancial planning services, a conﬂict exists between Adviser’s interests and the interests of its clients; clients are under no obligation to act upon Adviser’s ﬁnancial planning recommendations. If a client elects to act on any of the recommendations made by Adviser, the client is under no obligation to eﬀect the transaction through Adviser or any of its personnel.
C. Adviser tailors its advisory services to the individual needs of its clients by taking the time to understand clients’ current ﬁnancial condition, goals, risk tolerance, income, liquidity requirements, investment time horizon, and other information that is relevant to the management of clients’ account(s). This information will then be used to make investment decisions or recommendations that reﬂect clients’ individual needs and objectives on an initial and ongoing basis. Adviser’s recommendations will allocate portions of clients’ account(s) to various asset classes classiﬁed according to historical and projected risks and rates of return. Clients may impose restrictions on investing in certain securities or types of securities so long as such restrictions may reasonably be implemented by Adviser.
D. Adviser does not participate in any wrap fee programs.
E. When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are ﬁduciaries within the meaning of Title I of the Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (the “Code”), as applicable, which are laws governing retirement accounts. The way we make money creates some conﬂicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must: i.Meet a professional standard of care when making investment recommendations (give prudent advice); ii.Never put our ﬁnancial interests ahead of yours when making recommendations (give loyal advice); iii.Avoid misleading statements about conﬂicts of interest, fees, and investments; iv.Follow policies and procedures designed to ensure that we give advice that is in your best interest; v.Charge no more than is reasonable for our services; and vi.Give you basic information about conﬂicts of interest.
F. Adviser manages the following amount of discretionary and non-discretionary client assets calculated as of 12/31/23: i.Discretionary: $132,965,909 ii.Non-Discretionary: $0 iii.Total: $132,965,909 It should be noted that the reported amounts are inclusive of Adviser’s total client assets as of December 31, 2023 and do not include any assets attributable to XYPN Sapphire, which only commenced in 2024.

As of Date	06/22/2026
Registration	SEC, Approved, 06/12/2020
Other registrations (6)	Virginia, Terminated, 06/26/2020 Connecticut, Terminated, 06/23/2020 North Carolina, Terminated, 06/22/2020 Illinois, Terminated, 06/19/2020 Montana, Terminated, 06/19/2020 Texas, Terminated, 06/19/2020
ADV Location	BOZEMAN, MT, United States
Contact Info	(36 xxxxxxx
Websites

AUM^*	881,503,781 175%
of that, discretionary	880,837,317 199%
Number of Employees	65 103%
of those in investment advisory functions	56 87%
Private Fund GAV^*	0
Avg Account Size	224,816 78%
% High Net Worth	22.58% 129%
SMA’s	Yes
Private Funds	0

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