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Adviser Profile

As of Date 06/04/2026
Registration SEC, Approved, 02/19/2015
Other registrations (2)
ADV Location PHOENIX, AZ, United States
Contact Info 480 xxxxxxx
Websites
AUM* 3,312,334,304 42%
of that, discretionary 3,259,425,740 43%
Number of Employees 8
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 23,002,322 37%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 931M 466M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$59,548,490 % Position13.00% $ Change-2.00% # Change3.00%
Stck Ticker09661T826 Stock NameBNY MELLON ETF TRUST $ Position$33,259,443 % Position7.00% $ Change1628.00% # Change1473.00%
Stck Ticker47103U886 Stock NameJANUS DETROIT STR TR $ Position$26,595,483 % Position6.00% $ Change2663.00% # Change2668.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$26,866,088 % Position6.00% $ Change1295.00% # Change1359.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$29,080,739 % Position6.00% $ Change1.00% # Change0.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$30,224,608 % Position6.00% $ Change2581.00% # Change2754.00%
Stck Ticker55336V100 Stock NameMPLX LP $ Position$21,341,612 % Position5.00% $ Change2338.00% # Change2180.00%
Stck Ticker726503105 Stock NamePLAINS ALL AMERN PIPELINE L $ Position$11,811,029 % Position3.00% $ Change31.00% # Change5.00%
Stck Ticker293792107 Stock NameENTERPRISE PRODS PARTNERS L $ Position$12,577,335 % Position3.00% $ Change2556.00% # Change2150.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$12,843,722 % Position3.00% $ Change19.00% # Change20.00%

Brochure Summary