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Adviser Profile

Registration status Terminated
As of Date 03/26/2020
Adviser Type - Large advisory firm
- Outside the United States
Number of Employees 69 -2.82%
of those in investment advisory functions 9 -18.18%
AUM* 3,999,589,620 -14.08%
of that, discretionary 3,999,589,620 -14.08%
Private Fund GAV* 0
Avg Account Size 129,019,020 -8.54%
SMA’s Yes
Private Funds 0

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

8B 6B 5B 4B 3B 2B 1B
2015 2016 2017 2018 2019 2020
Discretionary
Non-discretionary

Private Funds

No private funds

Employees